John R. Gepfert

CULPEPPER GROUP LLC

Norwalk, CT

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CRD#: 2794125

Professional summary

John Randolph Gepfert IV, who also goes by Jay Gepfert IV, is a registered financial advisor currently at CULPEPPER GROUP LLC located in Norwalk, Connecticut and NEW ENGLAND RETIREMENT CONSULTANTS, LLC located in Boston, Massachusetts.

John is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1996. John has worked at 8 firms and has passed the Series 65, Series 63, Series 7 and Series 26 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Jay Gepfert Iv

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

NEW ENGLAND RETIREMENT CONSULTANTS, LLC INVESTMENT ADVISER UNDER SECTION 203 (C) OF THE INVESTMENT ADVISER ACT OF 1940 WITH THE SECURITIES AND EXCHANGE COMMISSION. 470 ATLANTIC AVENUE, 4TH FLR BOSTON MA 02210 SOLICITOR MANAGING DIRECTOR START DATE - 9/7/2010 DEVOTE APPROXIMETLY 60 HOURS PER MONTH FOR SOLICITING TO QUALIFIED PENSION PLANS Culpepper RFP, LLC Owner 515 West Avenue ph72 Norwalk CT 06850 Start date 03/2022 20 hours a month DOL Cybersecurity, LLC 515 West Avenue ph72 Norwalk CT 06850 Managing Partner Start date= 11/2022 20 hours a month

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view John Randolph Gepfert IV's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

February 3, 2009 - Present

CULPEPPER GROUP LLC

RIA

CRD#: 148909

Norwalk, CT

Current

August 18, 2010 - Present

NEW ENGLAND RETIREMENT CONSULTANTS, LLC

Office #1: 75 State Street Suite 100, Pmb 4410, Boston, MA 02109

RIA

CRD#: 141573

BOSTON, MA

Past

January 1, 2008 - November 3, 2008

RUSSELL INVESTMENTS FINANCIAL SERVICES, LLC

CRD#: 21771

NEW YORK, NY

Past

July 1, 2004 - January 1, 2008

RUSSELL INSTITUTIONAL SERVICES INC., PART OF RUSSELL INVESTMENTS

CRD#: 37550

SOUTHPORT, CT

Past

March 25, 2002 - August 6, 2004

RUSSELL INVESTMENTS FINANCIAL SERVICES, LLC

CRD#: 21771

SEATTLE, WA

Past

November 19, 1998 - April 6, 2001

METROPOLITAN LIFE INSURANCE COMPANY

CRD#: 4095

NEW YORK, NY

Past

November 19, 1998 - April 6, 2001

MSI FINANCIAL SERVICES, INC.

CRD#: 14251

SPRINGFIELD, MA

Past

December 11, 1997 - August 6, 1998

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

CRD#: 7691

NEW YORK, NY

Past

December 17, 1996 - August 29, 1997

BLACKROCK EXECUTION SERVICES

CRD#: 39438

NEW YORK, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

NEW ENGLAND RETIREMENT CONSULTANTS, LLC

CRD#: 141573 / SEC#: 801-73080

RIA

Registered Investment Advisory firm - (2/3/2012 Approved)

Massachusetts

Registered Investment Advisory firm - (12/7/2012 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Connecticut
(2/3/2009)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 1/4/2009

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 1/13/1997

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 12/16/1996

General Securities Representative Examination

Principal/Supervisory Exam

Series 26

Date: 1/11/1999

Investment Company Products/Variable Contracts Principal Examination

Current Firm

NEW ENGLAND RETIREMENT CONSULTANTS, LLC

CRD#: 141573 / SEC#: 801-73080

RIA

Registered Investment Advisory firm - (2/3/2012 Approved)

Massachusetts

Registered Investment Advisory firm - (12/7/2012 Terminated)

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Contact information

Main Address

75 State Street Suite 100, Pmb 4410, Boston, MA 02109

Mailing Address

Phone number

(617) 535-6946

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (4 States and Territories)

Documents

Latest Form ADV

Part 2 Brochures

ADV PART 2A (3/20/2025)

Regulatory assets under management

Total Number of Accounts	12
AUM (Assets Under Management)	$ 1,935,869,183

Red Flags

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Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

John R. Gepfert

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view John Randolph Gepfert IV's CRS (Customer Relationship Summary).

Certified licenses

Experience

NEW ENGLAND RETIREMENT CONSULTANTS, LLC

RUSSELL INVESTMENTS FINANCIAL SERVICES, LLC

RUSSELL INSTITUTIONAL SERVICES INC., PART OF RUSSELL INVESTMENTS

RUSSELL INVESTMENTS FINANCIAL SERVICES, LLC

METROPOLITAN LIFE INSURANCE COMPANY

MSI FINANCIAL SERVICES, INC.

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

BLACKROCK EXECUTION SERVICES

Primary Firm SEC Registration

NEW ENGLAND RETIREMENT CONSULTANTS, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 1/4/2009

Series 63

Date: 1/13/1997

Series 7

Date: 12/16/1996

Series 26

Date: 1/11/1999

Current Firm

NEW ENGLAND RETIREMENT CONSULTANTS, LLC

Contact information

SEC notice filing (4 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

NEW ENGLAND RETIREMENT CONSULTANTS, LLC

TRUST BUT VERIFY

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