Richard F. Kenny
Professional summary
Richard Francis Kenny JR was barred by both the FINRA and the SEC from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.
Richard is a previously registered financial professional and started their career in finance in 1996. Prior to being barred, Richard had worked at 7 firms, which includes LIGHTSPEED TRADING LLC, DASH FINANCIAL TECHNOLOGIES LLC, TERRA NOVA FINANCIAL LLC, REDWOOD TRADING LLC, ORION TRADING LLC, BLACKWOOD SECURITIES LLC, TAFFERER TRADING LLC.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 25, 2010 - January 21, 2014
LIGHTSPEED TRADING, LLC
April 16, 2007 - November 5, 2007
DASH FINANCIAL TECHNOLOGIES LLC
May 29, 2006 - October 26, 2010
TERRA NOVA FINANCIAL, LLC
February 5, 2002 - September 2, 2004
REDWOOD TRADING, LLC
October 15, 2001 - February 4, 2002
ORION TRADING, LLC
May 21, 2001 - October 4, 2001
BLACKWOOD SECURITIES, LLC
February 18, 1999 - July 22, 1999
TAFFERER TRADING, LLC
December 13, 1996 - April 22, 1998
TERRA NOVA FINANCIAL, LLC
State Registrations and Notice Filings
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Exams
Series 55
Date: 3/6/1999
Limited Representative-Equity Trader ExamCurrent Firm
LIGHTSPEED TRADING, LLC
CRD#: 35519 / SEC#: , 8-46795
Contact information
Documents
Disclosures
| Regulatory Event | 19 |
| Arbitration | 1 |
Red Flags
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