Julian H. Heyward
Professional summary
Julian H Heyward IV, who also goes by Jules H Heyward, Jules Heyward, Julian H Heyward, Julian Henry Heyward IV, Julian Heyward, Julian Henry Heyward, is a registered financial professional currently at FORESIDE FINANCIAL SERVICES, LLC located in Newport Beach, California.
Julian is registered as a RR (Registered Representative) and started their career in finance in 1996. Julian has worked at 10 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Julian H Heyward IV's CRS (Customer Relationship Summary).
Certified licenses
Experience
May 21, 2026 - Present
FORESIDE FINANCIAL SERVICES, LLC
Office #1: 840 Newport Center Drive Suite 700, Newport Beach, CA 92660September 7, 2021 - March 14, 2025
ALLSPRING FUNDS DISTRIBUTOR, LLC
December 18, 2020 - August 23, 2021
DWS DISTRIBUTORS, INC.
February 5, 2015 - December 8, 2020
ALLIANZ GLOBAL INVESTORS DISTRIBUTORS LLC
June 19, 2003 - February 18, 2015
PGIM INVESTMENTS LLC
March 30, 2001 - February 18, 2015
PRUDENTIAL INVESTMENT MANAGEMENT SERVICES LLC
October 27, 1999 - December 20, 2000
PRUDENTIAL EQUITY GROUP, LLC
November 6, 1998 - July 27, 1999
LADENBURG THALMANN & CO. INC.
October 18, 1996 - November 10, 1998
BARINGTON CAPITAL GROUP, L.P.
September 16, 1996 - October 16, 1996
CONTINENTAL BROKER-DEALER CORP.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(5/29/2026)
(5/29/2026)
(5/29/2026)
(5/29/2026)
(5/21/2026)
Exams
FINRA
Current Firm
FORESIDE FINANCIAL SERVICES, LLC
CRD#: 148477 / SEC#: , 8-68027
Contact information
FINRA licenses (53 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| FORESIDE DISTRIBUTORS, LLC | DIRECTOR OWNER/SOLE MEMBER | |
| BRUNNER, JENNIFER ANNE | VICE PRESIDENT/CHIEF COMPLIANCE OFFICER | 1137783 |
| COWAN, TERESA MARIA KAZMIERSKI | PRESIDENT/MANAGER/DIRECTOR | 1544189 |
| EDELMAN, GABRIEL | SECRETARY | 6654419 |
| LA FOND, SUSAN LORENE | TREASURER | 4512785 |
| LANZA, CHRISTOPHER CONTE | VICE PRESIDENT | 2184856 |
| MACCHIA, KATE SCHENDEL | VICE PRESIDENT | 4863973 |
| SOMMERS, WESTON | CFO/FINOP | 5290145 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
