Julian H. Heyward
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Julian H Heyward, who also goes by Julian Henry Heyard IV, Julian Henry Heyward Iv, Julian Heyward, Julian Heney Heyword Iv, was a registered financial professional .
Julian is a previously registered financial professional and started their career in finance in 1996. Julian had worked at 9 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
September 7, 2021 - March 14, 2025
ALLSPRING FUNDS DISTRIBUTOR, LLC
December 18, 2020 - August 23, 2021
DWS DISTRIBUTORS, INC.
February 5, 2015 - December 8, 2020
ALLIANZ GLOBAL INVESTORS DISTRIBUTORS LLC
June 19, 2003 - February 18, 2015
PGIM INVESTMENTS LLC
March 30, 2001 - February 18, 2015
PRUDENTIAL INVESTMENT MANAGEMENT SERVICES LLC
October 27, 1999 - December 20, 2000
PRUDENTIAL EQUITY GROUP, LLC
November 6, 1998 - July 27, 1999
LADENBURG THALMANN & CO. INC.
October 18, 1996 - November 10, 1998
BARINGTON CAPITAL GROUP, L.P.
September 16, 1996 - October 16, 1996
CONTINENTAL BROKER-DEALER CORP.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
ALLSPRING FUNDS DISTRIBUTOR, LLC
CRD#: 133366 / SEC#: , 8-66716
Contact information
FINRA licenses (53 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| ALLSPRING GLOBAL INVESTMENTS HOLDINGS LLC | PARENT | |
| GIBSON, LORI MITCHUM | CHIEF FINANCIAL OFFICER/PRINCIPAL FINANCIAL OFFICER/PRINCIPAL OPERATIONS OFFICER | 3070238 |
| KENNEY, JOHN DUFF | DIRECTOR | 2387755 |
| MCKINLEY, KATHERINE SANDMAN | CHIEF LEGAL OFFICER | 6807581 |
| MONINGER, JOHN KENNETH | PRESIDENT/CHAIRMAN | 2494976 |
| WILARY, CAROLYN ANN | CHIEF COMPLIANCE OFFICER | 4220513 |
Disclosures
| Regulatory Event | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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