Benedict V. Johnson

GAP FINANCIAL SERVICES OR GAP FINANCIAL

Austin, TX

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CRD#: 2793820

Professional summary

Benedict V Johnson, CFP®, who also goes by Benedict Vann Johnson, is a registered financial advisor currently at GAP FINANCIAL SERVICES OR GAP FINANCIAL located in Austin, Texas.

Benedict is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1996. Benedict has worked at 10 firms and has passed the Series 65, Series 63, SIE, Series 31 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Benedict Vann Johnson

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Benedict V Johnson's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2005

Experience

Current

February 14, 2024 - Present

GAP FINANCIAL SERVICES OR GAP FINANCIAL

RIA

CRD#: 288703

Austin, TX

Past

June 11, 2021 - February 14, 2024

MORGAN STANLEY

RIA

CRD#: 149777

San Antonio, TX

Past

June 11, 2021 - February 14, 2024

MORGAN STANLEY

CRD#: 149777

Austin, TX

Past

December 1, 2020 - June 8, 2021

FIRST COMMAND ADVISORY SERVICES

RIA

CRD#: 281958

FORT WORTH, TX

Past

December 1, 2020 - June 8, 2021

FIRST COMMAND BROKERAGE SERVICES, INC.

CRD#: 3641

FORT WORTH, TX

Past

January 8, 2018 - June 17, 2020

USAA INVESTMENT SERVICES COMPANY

RIA

CRD#: 5475

SAN ANTONIO, TX

Past

January 21, 2005 - January 8, 2018

USAA FINANCIAL PLANNING SERVICES

RIA

CRD#: 106352

AUSTIN, TX

Past

January 21, 2005 - June 17, 2020

USAA FINANCIAL ADVISORS, INC.

CRD#: 129035

SAN ANTONIO, TX

Past

August 5, 2003 - August 9, 2004

AMERIPRISE ADVISOR SERVICES, INC.

RIA

CRD#: 5979

AUSTIN, TX

Past

August 5, 2003 - August 9, 2004

AMERIPRISE ADVISOR SERVICES, INC.

CRD#: 5979

DETROIT, MI

Past

December 4, 2002 - August 26, 2003

QUICK & REILLY, INC.

RIA

CRD#: 11217

AUSTIN, TX

Past

December 4, 2002 - August 26, 2003

QUICK & REILLY, INC.

CRD#: 11217

NEW YORK, NY

Past

October 8, 1996 - December 9, 2002

MORGAN STANLEY DW INC.

RIA

CRD#: 7556

AUSTIN, TX

Past

October 4, 1996 - December 9, 2002

MORGAN STANLEY DW INC.

CRD#: 7556

PURCHASE, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Texas
(2/14/2024)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 10/16/1996

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 10/4/1996

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 31

Date: 10/16/1996

Futures Managed Funds Examination

General Industry/Product Exam

Series 7

Date: 10/3/1996

General Securities Representative Examination

Current Firm

GAP FINANCIAL SERVICES OR GAP FINANCIAL

GAP FINANCIAL SERVICES | GAP FINANCIAL SERVICES, LLC | GAP FINANCIAL SERVICES OR GAP FINANCIAL

CRD#: 288703 / SEC#:

Louisiana

Registered Investment Advisory firm - (11/7/2018 Approved)

Texas

Registered Investment Advisory firm - (7/28/2017 Approved)

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Contact information

Main Address

Austin, TX

Mailing Address

Phone number

(877) 437-2765

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	89
AUM (Assets Under Management)	$ 98,630,421

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Benedict V. Johnson

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Benedict V Johnson's CRS (Customer Relationship Summary).

Certified licenses

Experience

MORGAN STANLEY

MORGAN STANLEY

FIRST COMMAND ADVISORY SERVICES

FIRST COMMAND BROKERAGE SERVICES, INC.

USAA INVESTMENT SERVICES COMPANY

USAA FINANCIAL PLANNING SERVICES

USAA FINANCIAL ADVISORS, INC.

AMERIPRISE ADVISOR SERVICES, INC.

AMERIPRISE ADVISOR SERVICES, INC.

QUICK & REILLY, INC.

QUICK & REILLY, INC.

MORGAN STANLEY DW INC.

MORGAN STANLEY DW INC.

State Registrations and Notice Filings

Exams

Series 65

Date: 10/16/1996

Series 63

Date: 10/4/1996

SIE

Date: 10/1/2018

Series 31

Date: 10/16/1996

Series 7

Date: 10/3/1996

Current Firm

GAP FINANCIAL SERVICES OR GAP FINANCIAL

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

GAP FINANCIAL SERVICES OR GAP FINANCIAL

TRUST BUT VERIFY

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