James L. Mckeever

JIM MCKEEVER

Huntington Beach, CA

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CRD#: 2793792

Professional summary

James Louis Mckeever, CFP®, ChFC® is a registered financial advisor currently at JIM MCKEEVER located in Huntington Beach, California.

James is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1996. James has worked at 3 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1. JIM MCKEEVER, INVESTMENT RELATED, Sole Proprietor, Huntington Beach CA, JANUARY 2001 TO PRESENT, 150 HOURS PER MONTH, 120 DURING STH 2. JIM MCKEEVER, INSURANCE AGENT - NOT INVESTMENT RELATED, Sole Proprietor, Huntington Beach, CA LICENSED LIFE, HEALTH, P&C AGENT, STARTED 1985, 60 HOURS PER MONTH, 30 HOURS PER MONTH

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view James Louis Mckeever's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

ChFC^®

Chartered Financial Consultant

Experience

Current

March 12, 2018 - Present

JIM MCKEEVER

RIA

CRD#: 113127

Huntington Beach, CA

Past

August 7, 2000 - December 21, 2007

OSAIC WEALTH, INC.

RIA

CRD#: 23131

NEWPORT BEACH, CA

Past

September 8, 1997 - July 15, 2016

OSAIC WEALTH, INC.

CRD#: 23131

NEWPORT BEACH, CA

Past

November 26, 1996 - June 9, 1997

USLIFE EQUITY SALES CORP.

CRD#: 7962

NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

California
(3/12/2018)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 10/4/1999

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 11/26/1996

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 7/15/2016

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 11/25/1996

General Securities Representative Examination

Current Firm

JIM MCKEEVER

JIM MCKEEVER | MCKEEVER, JAMES, LOUIS; JIM MCKEEVER CFP, CHFC | MCKEEVER, JAMES, LOUIS | JIM MCKEEVER, CFP, CHFC

CRD#: 113127 / SEC#:

California

Registered Investment Advisory firm - (1/5/2005 Approved)

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Contact information

Main Address

Huntington Beach, CA

Mailing Address

Phone number

(714) 274-9751

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	208
AUM (Assets Under Management)	$ 71,630,000

Red Flags

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Check for any disclosures as part of your thorough research when choosing an advisor.

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James L. Mckeever

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view James Louis Mckeever's CRS (Customer Relationship Summary).

Certified licenses

Experience

JIM MCKEEVER

OSAIC WEALTH, INC.

OSAIC WEALTH, INC.

USLIFE EQUITY SALES CORP.

State Registrations and Notice Filings

Exams

Series 65

Date: 10/4/1999

Series 63

Date: 11/26/1996

SIE

Date: 7/15/2016

Series 7

Date: 11/25/1996

Current Firm

JIM MCKEEVER

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

JIM MCKEEVER

TRUST BUT VERIFY

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