Catherine L. Pfeilsticker
Professional summary
Catherine Lee Pfeilsticker, who also goes by Catherine Lee Sawyer, is a registered financial advisor currently at EMPOWER ADVISORY GROUP, LLC located in Reva, Virginia and EMPOWER FINANCIAL SERVICES, INC. located in Franklinville, New Jersey.
Catherine is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1996. Catherine has worked at 2 firms and has passed the Series 63, SIE and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Catherine Lee Pfeilsticker's CRS (Customer Relationship Summary).
Certified licenses
Experience
January 21, 2017 - Present
EMPOWER ADVISORY GROUP, LLC
September 9, 1996 - Present
EMPOWER FINANCIAL SERVICES, INC.
Primary Firm SEC Registration
EMPOWER ADVISORY GROUP, LLC
CRD#: 112058 / SEC#: 801-58105
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(9/23/1996)
(1/21/2017)
Exams
FINRA
Current Firm
EMPOWER ADVISORY GROUP, LLC
CRD#: 112058 / SEC#: 801-58105
Contact information
SEC notice filing (53 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 250,707 |
| AUM (Assets Under Management) | $ 159,120,330,491 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 03/28/2025 | ||
| 11/21/2023 |
Red Flags
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