Elio L. Ricciardi
Professional summary
Elio Luciano Ricciardi JR was barred by the FINRA from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.
Elio is a previously registered financial professional and started their career in finance in 1996. Prior to being barred, Elio had worked at 6 firms, which includes CARDINAL CAPITAL MANAGEMENT INC., LH ROSS & COMPANY INC., J.P. TURNER & COMPANY L.L.C., LCP CAPITAL CORP., SHAMROCK PARTNERS LTD, ARGENT SECURITIES INC..
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
May 21, 2002 - August 20, 2003
CARDINAL CAPITAL MANAGEMENT, INC.
July 23, 2001 - May 30, 2002
LH ROSS & COMPANY, INC.
June 20, 2001 - July 20, 2001
J.P. TURNER & COMPANY, L.L.C.
November 30, 1998 - July 9, 1999
LCP CAPITAL CORP.
May 19, 1998 - December 31, 1998
SHAMROCK PARTNERS, LTD
August 12, 1997 - May 18, 1998
J.P. TURNER & COMPANY, L.L.C.
October 21, 1996 - August 12, 1997
ARGENT SECURITIES, INC.
State Registrations and Notice Filings
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Exams
Current Firm
CARDINAL CAPITAL MANAGEMENT, INC.
CRD#: 24605 / SEC#: , 8-41272
Contact information
Documents
Disclosures
| Regulatory Event | 6 |
| Arbitration | 2 |
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