Robert B. Sanders
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Robert Bruce Sanders III, CFP®, who also goes by Bruce Sanders, Robert B Sanders III, Robert Sanders, was a registered financial professional .
Robert is a previously registered financial professional and started their career in finance in 1996. Robert had worked at 3 firms and has passed the Series 65, Series 63 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Start date: 1999
Experience
May 14, 2003 - June 30, 2025
WARWICK PARTNERS
April 19, 1999 - October 20, 2003
BRIAUD FINANCIAL ADVISORS
October 10, 1996 - October 5, 1998
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
Primary Firm SEC Registration
WARWICK PARTNERS
CRD#: 105951 / SEC#: 801-14704
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
WARWICK PARTNERS
CRD#: 105951 / SEC#: 801-14704
Contact information
SEC notice filing (10 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 928 |
| AUM (Assets Under Management) | $ 2,137,645,215 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
