James C. Parker

PATTON ALBERTSON MILLER GROUP

CHATTANOOGA, TN 37450

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CRD#: 2793582

Professional summary

James Clayton Parker, who also goes by Clay Parker, James C Parker, is a registered financial advisor currently at PATTON ALBERTSON MILLER GROUP, LLC located in Chattanooga, Tennessee.

James is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1996. James has worked at 3 firms and has passed the Series 65, Series 63 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Clay Parker | James C Parker

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view James Clayton Parker's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

January 19, 2022 - Present

PATTON ALBERTSON MILLER GROUP, LLC

Office #1: 605 Chestnut Street Suite 900, Chattanooga, TN 37450

RIA

CRD#: 281558

CHATTANOOGA, TN

Past

June 21, 2010 - September 8, 2021

SOUTHPORT CAPITAL

RIA

CRD#: 113364

CHATTANOOGA, TN

Past

November 12, 1996 - October 16, 1998

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

CRD#: 7691

NEW YORK, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

PATTON ALBERTSON MILLER GROUP, LLC

CRD#: 281558 / SEC#: 801-106877

RIA

Registered Investment Advisory firm - (10/20/2015 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Tennessee
(1/20/2022)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 6/18/2010

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 11/25/1996

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 11/5/1996

General Securities Representative Examination

Current Firm

PATTON ALBERTSON MILLER GROUP, LLC

CRD#: 281558 / SEC#: 801-106877

RIA

Registered Investment Advisory firm - (10/20/2015 Approved)

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Contact information

Main Address

605 Chestnut Street Suite 900, Chattanooga, TN 37450

Mailing Address

Phone number

(423) 414-2100

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (13 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

PATTON ALBERTSON MILLER GROUP LLC 2A DISCLOSURE BROCHURE 2025MARCH27 (3/28/2025)

Regulatory assets under management

Total Number of Accounts	1,608
AUM (Assets Under Management)	$ 1,542,703,568

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
09/20/2024	Cover Page	Report
10/24/2023	Cover Page	Report
11/23/2022	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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James C. Parker

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view James Clayton Parker's CRS (Customer Relationship Summary).

Certified licenses

Experience

PATTON ALBERTSON MILLER GROUP, LLC

SOUTHPORT CAPITAL

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Primary Firm SEC Registration

PATTON ALBERTSON MILLER GROUP, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 6/18/2010

Series 63

Date: 11/25/1996

Series 7

Date: 11/5/1996

Current Firm

PATTON ALBERTSON MILLER GROUP, LLC

Contact information

SEC notice filing (13 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

PATTON ALBERTSON MILLER GROUP, LLC

TRUST BUT VERIFY

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