SS
Stacey L. Smith
S&S WEALTH MANAGEMENT
GRAND PRAIRIE, TX 75050
Some features on this profile are disabled
CRD#: 2793307
SS
Professional summary
Stacey Leigh Smith is a registered financial advisor currently at S&S WEALTH MANAGEMENT located in Grand Prairie, Texas and OSAIC WEALTH, INC. located in Grand Prairie, Texas.
Stacey is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1997. Stacey has worked at 6 firms and has passed the Series 65, Series 63, Series 52TO, SIE, Series 7, Series 53 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. S&S WEALTH MANAGEMENT; INVESTMENT RELATED; 2505 N HWY 360 STE 490 GRAND PRAIRIE TX 75050; RIA; PRINCIPAL; 2004; HRS/MONTH; N/A HRS/TRADE DAY; N/A COMPENSATED BY FEE FOR AUM; CCO, ADVISOR 2. WESTERN STAR SMITH RANCH POSITION: Owner NATURE: Horse Boarding and Lessons INVESTMENT RELATED: No NUMBER OF HOURS: 15 SECURITIES TRADING HOURS: 0 START DATE: 05/01/1994 ADDRESS: 601 Mcmakin Rd, Bartonville TX 76226 DESCRIPTION: Help with chores on the weekend and give lessons 1-2 hours per week on the weekend. 3. NOTARY POSITION: Notary NATURE: Notary for clients free of charge. INVESTMENT RELATED: Yes NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 04/13/2016 ADDRESS: 2505 N State Hwy 360, Suite 490, Grand Prairie, TX 75050 DESCRIPTION: Notarize Legal Documents for S&S Wealth Management Clients S&S WEALTH MANAGEMENT LP POSITION: Partner, CCO, IAR NATURE: LP- Partnership INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 160 START DATE: 02/01/2004 ADDRESS: 2505 N State Hwy 360, Suite 490, Grand Prairie, TX 75050 DESCRIPTION: S&S Wealth Management LP is an SEC-registered Independent RIA. My duties are as the owner of the partnership: Bookkeeping, payroll, and tax returns CCO, Investment advisor
CRS (Client Relationship Summary) - RIA
Click below to view Stacey Leigh Smith's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
April 13, 2004 - Present
S&S WEALTH MANAGEMENT
Office #1: 2505 N. Highway 360 Suite 490, Grand Prairie, TX 75050RIA
CRD#: 130652
GRAND PRAIRIE, TX
Current
August 23, 2024 - Present
OSAIC WEALTH, INC.
Office #1: 2505 N. Highway 360 Suite 490, Grand Prairie, TX 75050RIA
BD
CRD#: 23131
GRAND PRAIRIE, TX
Past
April 30, 2012 - August 23, 2024
TRIAD ADVISORS LLC
BD
CRD#: 25803
GRAND PRAIRIE, TX
Past
January 4, 2000 - May 2, 2012
MOMENTUM INDEPENDENT NETWORK INC.
BD
CRD#: 17587
GRAND PRAIRIE, TX
Past
February 25, 1997 - December 12, 1999
VOYA FINANCIAL ADVISORS, INC.
BD
CRD#: 2882
WINDSOR, CT
Past
February 18, 1997 - February 26, 1997
FSC SECURITIES CORPORATION
BD
CRD#: 7461
ATLANTA, GA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
SW
S&S WEALTH MANAGEMENT
S & S WEALTH MANAGEMENT, L.P. | S&S WEALTH MANAGEMENT
CRD#: 130652 / SEC#: 801-126309
RIA
Registered Investment Advisory firm - (8/3/2022 Approved)Louisiana
Registered Investment Advisory firm - (8/10/2022 Terminated)Michigan
Registered Investment Advisory firm - (8/16/2022 Terminated)Texas
Registered Investment Advisory firm - (8/9/2022 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
IAR
Louisiana(6/29/2012)
RR
Mississippi(7/28/2025)
IAR
Texas(4/13/2004)
RR
Texas(8/23/2024)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
RR
Series 52TO
Date: 1/2/2023
Municipal Securities Representative ExaminationGeneral Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
SW
S&S WEALTH MANAGEMENT
S & S WEALTH MANAGEMENT, L.P. | S&S WEALTH MANAGEMENT
CRD#: 130652 / SEC#: 801-126309
RIA
Registered Investment Advisory firm - (8/3/2022 Approved)Louisiana
Registered Investment Advisory firm - (8/10/2022 Terminated)Michigan
Registered Investment Advisory firm - (8/16/2022 Terminated)Texas
Registered Investment Advisory firm - (8/9/2022 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
2505 N. Highway 360 Suite 490, Grand Prairie, TX 75050-7825
Mailing Address
Phone number
(817) 276-8090
Established
Firm type
Fiscal year end
# of Employees
4
SEC notice filing (3 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 755 |
| AUM (Assets Under Management) | $ 126,023,021 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
