Steven J. Martin
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Steven Jeffrey Martin, who also goes by Jeff Martin, was a registered financial professional .
Steven is a previously registered financial professional and started their career in finance in 1996. Steven had worked at 4 firms and has passed the Series 63, SIE, Series 55, Series 7, Series 24 and Series 27 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
September 3, 2013 - July 1, 2016
CITADEL SECURITIES LLC
March 13, 2009 - August 22, 2013
CITIGROUP GLOBAL MARKETS INC.
February 12, 2004 - November 8, 2012
AUTOMATED TRADING DESK BROKERAGE SERVICES, LLC
June 22, 2000 - August 22, 2013
CITI ORDER ROUTING AND EXECUTION, LLC
December 11, 1996 - February 24, 2003
AUTOMATED TRADING DESK BROKERAGE SERVICES, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 55
Date: 3/10/2000
Limited Representative-Equity Trader ExamCurrent Firm
CITADEL SECURITIES LLC
CRD#: 116797 / SEC#: , 8-53574
Contact information
FINRA licenses (15 States and Territories)
Documents
Disclosures
| Regulatory Event | 75 |
| Arbitration | 1 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
