Les B. Jepsen

JEPSEN FINANCIAL

Oakdale, MN

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CRD#: 2793122

Professional summary

Les Burnell Jepsen, who also goes by Les Jepsen, Leslie Burnell Jepsen, Leslie Burnell Jepsen, is a registered financial advisor currently at JEPSEN FINANCIAL located in Oakdale, Minnesota.

Les is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1999. Les has worked at 1 firm and has passed the Series 65 exam.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Les Jepsen | Leslie Burnell Jepsen | Leslie Burnell Jepsen

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

LES JEPSEN IS ALSO A LICENSED INSURANCE PRODUCER/AGENT. AS A LICENSED INSURANCE PRODUCER/AGENT, MR. JEPSEN MAY OFFER LIFE, ACCIDENT, HEALTH, VARIABLE AND LONG TERM CARE INSURANCE-RELATED PRODUCTS TO CLIENTS. MR. JEPSEN ALSO IS LICENSED WITH THE STATES OF MINNESOTA A REAL ESTATE SALESPERSON. HE CONDUCTS HIS REAL ESTATE BUSINESS THROUGH REALTY BROKER, WHICH IS NOT AFFILIATED WITH JEPSEN FINANCIAL.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Les Burnell Jepsen's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

January 1, 1999 - Present

JEPSEN FINANCIAL

RIA

CRD#: 115161

Oakdale, MN

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Iowa
(1/1/1999)

IAR

Minnesota
(2/19/2018)

IAR

North Dakota
(7/10/2000)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 7/25/1998

Uniform Investment Adviser Law Examination

Current Firm

JEPSEN FINANCIAL

JEPSEN CONSULTING | JEPSEN INVESTMENT MANAGEMENT | JEPSEN FINANCIAL | JEPSEN ENTERPRISES, INC.

CRD#: 115161 / SEC#:

Iowa

Registered Investment Advisory firm - (1/1/1999 Approved)

Minnesota

Registered Investment Advisory firm - (1/2/2002 Approved)

North Dakota

Registered Investment Advisory firm - (7/10/2000 Approved)

Wisconsin

Registered Investment Advisory firm - (12/31/2017 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

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Contact information

Main Address

Oakdale, MN

Mailing Address

Phone number

(651) 264-1979

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	253
AUM (Assets Under Management)	$ 31,834,615

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Les B. Jepsen

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Les Burnell Jepsen's CRS (Customer Relationship Summary).

Certified licenses

Experience

JEPSEN FINANCIAL

State Registrations and Notice Filings

Exams

Series 65

Date: 7/25/1998

Current Firm

JEPSEN FINANCIAL

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

JEPSEN FINANCIAL

TRUST BUT VERIFY

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