Jay L. Wille
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Jay Leonard Wille, who also goes by Jay L Willie, was a registered financial professional .
Jay is a previously registered financial professional and started their career in finance in 1996. Jay had worked at 9 firms and has passed the Series 65, Series 63, Series 7, Series 6 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
December 23, 2010 - March 25, 2014
EAGLE STRATEGIES LLC
December 2, 2010 - March 25, 2014
NYLIFE SECURITIES LLC
July 2, 2009 - November 24, 2010
MSI FINANCIAL SERVICES, INC.
July 1, 2009 - November 24, 2010
MSI FINANCIAL SERVICES, INC.
September 1, 2006 - June 30, 2009
EQUITABLE ADVISORS, LLC
September 1, 2006 - June 30, 2009
EQUITABLE ADVISORS, LLC
September 29, 2005 - August 4, 2006
VISION INVESTMENT SERVICES, INC.
December 1, 2001 - April 6, 2005
U.S. BANCORP INVESTMENTS, INC.
October 22, 2001 - December 1, 2001
FIRSTAR INVESTMENT SERVICES,INC.
April 3, 2001 - October 22, 2001
PACKERLAND BROKERAGE SERVICES, INC.
October 31, 1996 - January 5, 2000
THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES
October 31, 1996 - April 6, 2001
EQUITABLE ADVISORS, LLC
Primary Firm SEC Registration
EAGLE STRATEGIES LLC
CRD#: 110826 / SEC#: 801-32987
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
EAGLE STRATEGIES LLC
CRD#: 110826 / SEC#: 801-32987
Contact information
SEC notice filing (51 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 111,361 |
| AUM (Assets Under Management) | $ 25,395,380,570 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 01/24/2025 | ||
| 04/25/2024 | ||
| 12/20/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
