Eric A. Jacoby

AFC WEALTH MANAGEMENT

ENCINO, CA 91436

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CRD#: 2792875

Professional summary

Eric Alan Jacoby, CFP® is a registered financial advisor currently at AFC WEALTH MANAGEMENT located in Encino, California.

Eric is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1996. Eric has worked at 5 firms and has passed the Series 63, SIE and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Business Name: The Jacoby Agency Insurance Services, Inc. Investment Related: Yes. Address: 16130 Ventura Blvd., Suite 400, Encino, CA 91436. Nature of Business: Insurance Agent. Position, Title or Relationship: Owner. Start date 04/19/93, over 50% of time. Duties: Insurance Sales. Name: The Advisor Consulting Group. Investment Related: No. Address: 4266 Valley Meadow Road, Encino, CA 91436. Nature of Business: Retirement, Insurance, and Tax Planning. Position, title or relationship: Insurance Agent. Start Date: 01/ 2011, 5% of time. Duties: joint casework.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Eric Alan Jacoby's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 1988

Experience

Current

June 29, 2018 - Present

AFC WEALTH MANAGEMENT

Office #1: 16130 Ventura Blvd Suite #400, Encino, CA 91436

RIA

CRD#: 297461

ENCINO, CA

Past

April 21, 2016 - May 18, 2018

KESTRA ADVISORY SERVICES, LLC

RIA

CRD#: 283330

ENCINO, CA

Past

September 9, 2009 - September 22, 2016

KESTRA INVESTMENT SERVICES, LLC

RIA

CRD#: 42046

ENCINO, CA

Past

September 8, 2009 - May 18, 2018

KESTRA INVESTMENT SERVICES, LLC

CRD#: 42046

ENCINO, CA

Past

December 16, 2003 - September 8, 2009

MUTUAL SERVICE CORPORATION

RIA

CRD#: 4806

WEST LOS ANGELES, CA

Past

March 21, 1997 - September 8, 2009

MUTUAL SERVICE CORPORATION

CRD#: 4806

WEST LOS ANGELES, CA

Past

October 3, 1996 - April 2, 1997

CONCOURSE FINANCIAL GROUP SECURITIES, INC.

CRD#: 15708

BIRMINGHAM, AL

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

California
(6/29/2018)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 8/26/1996

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 5/18/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 6

Date: 9/4/1996

Investment Company Products/Variable Contracts Representative Examination

Current Firm

AFC WEALTH MANAGEMENT

AFC WEALTH ADVISORY | THE JACOBY AGENCY INSURANCE SERVICES, INC. | JACOBY AGENCY INSURANCE SERVICES, INC. | AFC WEALTH MANAGEMENT

CRD#: 297461 / SEC#:

California

Registered Investment Advisory firm - (6/29/2018 Approved)

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Contact information

Main Address

16130 Ventura Blvd Suite #400, Encino, CA 91436

Mailing Address

Phone number

(310) 842-8888

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	16
AUM (Assets Under Management)	$ 4,535,240

Red Flags

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Check for any disclosures as part of your thorough research when choosing an advisor.

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Eric A. Jacoby

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Eric Alan Jacoby's CRS (Customer Relationship Summary).

Certified licenses

Experience

AFC WEALTH MANAGEMENT

KESTRA ADVISORY SERVICES, LLC

KESTRA INVESTMENT SERVICES, LLC

KESTRA INVESTMENT SERVICES, LLC

MUTUAL SERVICE CORPORATION

MUTUAL SERVICE CORPORATION

CONCOURSE FINANCIAL GROUP SECURITIES, INC.

State Registrations and Notice Filings

Exams

Series 63

Date: 8/26/1996

SIE

Date: 5/18/2018

Series 6

Date: 9/4/1996

Current Firm

AFC WEALTH MANAGEMENT

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

AFC WEALTH MANAGEMENT

TRUST BUT VERIFY

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