Michael Tannenbaum
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Michael Tannenbaum was a registered financial professional .
Michael is a previously registered financial professional and started their career in finance in 1997. Michael had worked at 2 firms and has passed the Series 55 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 6, 2009 - April 25, 2019
UNDERHILL INVESTMENT MANAGEMENT LLC
September 12, 1997 - March 31, 2005
BERNARD L. MADOFF INVESTMENT SECURITIES LLC
State Registrations and Notice Filings
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Exams
Series 55
Date: 3/1/1999
Limited Representative-Equity Trader ExamCurrent Firm
UNDERHILL INVESTMENT MANAGEMENT LLC
CRD#: 140390 / SEC#: 801-70241
Contact information
Red Flags
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