Laura A. Walsh

LIFESPAN FINANCIAL STRATEGIES

Weston, FL 33326

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CRD#: 2792453

Professional summary

Laura Anne Walsh, CFP®, who also goes by Laura Anne Forman, Laura Walsh Forman, Laura A Walsh, Laura Walsh, Laura A Walsh-forman, Laura Anne Walsh-forman, is a registered financial advisor currently at LIFESPAN FINANCIAL STRATEGIES, INC. located in Weston, Florida.

Laura is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1996. Laura has worked at 5 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 6 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

(1). 02/24/2010 - No Business Name - Investment Related - At reported business location - Non-Variable Insurance - Time Spent 5% - Sell non-variable insurance in State of Florida. My Florida Insurance License is A276893. (2). Member of Tranquil Beach, LLC - Non-investment Related - Time Spent: less than 1%

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Laura Anne Walsh's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 1998

Experience

Current

July 14, 1997 - Present

LIFESPAN FINANCIAL STRATEGIES, INC.

Office #1: 1655 North Commerce Parkway Suite 203, Weston, FL 33326

RIA

CRD#: 119800

Weston, FL

Past

September 8, 2009 - December 15, 2020

LPL FINANCIAL LLC

CRD#: 6413

WESTON, FL

Past

February 25, 2002 - September 8, 2009

MUTUAL SERVICE CORPORATION

CRD#: 4806

WESTON, FL

Past

February 1, 2000 - March 6, 2002

FFP SECURITIES, INC.

CRD#: 16337

CHESTERFIELD, MO

Past

March 12, 1997 - February 2, 2000

MUTUAL SERVICE CORPORATION

CRD#: 4806

BOSTON, MA

Past

October 16, 1996 - March 18, 1997

WMA SECURITIES, INC.

CRD#: 32625

DULUTH, GA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

LIFESPAN FINANCIAL STRATEGIES, INC.

CRD#: 119800 / SEC#: 801-128580

RIA

Registered Investment Advisory firm - (8/16/2023 Approved)

Florida

Registered Investment Advisory firm - (6/7/2024 Terminated)

Georgia

Registered Investment Advisory firm - (9/3/2024 Terminated)

North Carolina

Registered Investment Advisory firm - (8/26/2024 Terminated)

Tennessee

Registered Investment Advisory firm - (8/26/2024 Terminated)

Texas

Registered Investment Advisory firm - (8/23/2024 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Florida
(7/14/1997)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 6/5/1997

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 10/15/1996

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 9/18/2003

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 10/15/1996

Investment Company Products/Variable Contracts Representative Examination

Principal/Supervisory Exam

Series 24

Date: 11/5/2007

General Securities Principal Examination

Current Firm

LIFESPAN FINANCIAL STRATEGIES, INC.

CRD#: 119800 / SEC#: 801-128580

RIA

Registered Investment Advisory firm - (8/16/2023 Approved)

Florida

Registered Investment Advisory firm - (6/7/2024 Terminated)

Georgia

Registered Investment Advisory firm - (9/3/2024 Terminated)

North Carolina

Registered Investment Advisory firm - (8/26/2024 Terminated)

Tennessee

Registered Investment Advisory firm - (8/26/2024 Terminated)

Texas

Registered Investment Advisory firm - (8/23/2024 Terminated)

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Contact information

Main Address

1655 North Commerce Parkway Suite 203, Weston, FL 33326

Mailing Address

304 Indian Trace, Suite 264, Weston, FL 33326

Phone number

(954) 385-7812

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (6 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

LIFESPAN FINANCIAL STRATEGIES, INC. ADV BROCHURE (4/9/2025)

Regulatory assets under management

Total Number of Accounts	1,061
AUM (Assets Under Management)	$ 304,768,048

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Laura A. Walsh

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Laura Anne Walsh's CRS (Customer Relationship Summary).

Certified licenses

Experience

LPL FINANCIAL LLC

MUTUAL SERVICE CORPORATION

FFP SECURITIES, INC.

MUTUAL SERVICE CORPORATION

WMA SECURITIES, INC.

Primary Firm SEC Registration

LIFESPAN FINANCIAL STRATEGIES, INC.

State Registrations and Notice Filings

Exams

Series 65

Date: 6/5/1997

Series 63

Date: 10/15/1996

SIE

Date: 10/1/2018

Series 7

Date: 9/18/2003

Series 6

Date: 10/15/1996

Series 24

Date: 11/5/2007

Current Firm

LIFESPAN FINANCIAL STRATEGIES, INC.

Contact information

SEC notice filing (6 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

LIFESPAN FINANCIAL STRATEGIES, INC.

TRUST BUT VERIFY

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