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GK

Greg Les Kero

GK CAPITAL PARTNERS
CRD# 2792443·28 years experience

Professional Summary

Greg Les Kero, who also goes by Greg L Kero, is a registered financial advisor currently at GK CAPITAL PARTNERS. Greg is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1997. Greg has worked at 3 firms and has passed the Series 65, Series 63 and Series 7 exams.

At a Glance

Always Fiduciary

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Greg L Kero

Blog Corner

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

28 years in the financial services industry

Current & Past Employments

GK CAPITAL PARTNERS·CRD# 150604
RIA
January 20, 2010 - Present
RUSSELL INSTITUTIONAL SERVICES INC., PART OF RUSSELL INVESTMENTS·CRD# 37550
BD
Tacoma, WA
July 1, 2004 - January 17, 2007
RUSSELL INVESTMENTS IMPLEMENTATION SERVICES, LLC·CRD# 329
BD
Seattle, WA
December 5, 1997 - August 6, 2004

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Current Firm

GC
GK CAPITAL PARTNERS

A STREET INVESTMENTS | GK CAPITAL PARTNERS LLC | GK CAPITAL PARTNERS

CRD#: 150604
Washington
Registered Investment Advisory firm - Washington (1/20/2010 Approved)

Contact Information

Main Address

219 Legion Way Sw Suite 203-b, Olympia, WA 98501

Phone Number

(360) 350-0765

# of Employees

2

Documents

Latest Form ADV

Regulatory Assets Under Management

Total Number of Accounts

74

AUM (Assets Under Management)

$77,146,000

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

NORTHERN LIGHTS VENURES LLC I STARTED WITH NLV ON 9/1/2009 AS DIRECTOR OF INSTITUTIONAL INVESTOR RELATIONS. I REPRESENT THE PRODUCTS (PRIVATE EQUITY FUND) OF NLV TO THE INSTITUTIONAL INVESTOR COMMUNITY. THIS REQUIRES NORMAL FULL-TIME EMPLOYMENT HOURS PER MONTH OF 150-200, AND IS TYPICALLY CARRIED OUT FROM ROUGHLY 7 A.M. TO 5 P.M. PACIFIC TIME.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.
IAR
Washington
(1/20/2010)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 65 — Uniform Investment Adviser Law Examination

Passed Nov 2009About the Series 65 exam

Series 63 — Uniform Securities Agent State Law Examination

Passed Sep 1998About the Series 63 exam

Series 7 — General Securities Representative Examination

Passed Dec 1997About the Series 7 exam

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CRS (Client Relationship Summary) - RIA

Click below to view Greg Les Kero's CRS (Customer Relationship Summary).

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