Erik P. Geiser
Professional summary
Erik Paul Geiser, CFP® is a registered financial advisor currently at GEISER WEALTH PLANNING, LLC located in Lexington, Kentucky.
Erik is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1996. Erik has worked at 5 firms and has passed the Series 66, Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Erik Paul Geiser's CRS (Customer Relationship Summary).
Certified licenses
Start date: 2021
Experience
February 15, 2024 - Present
GEISER WEALTH PLANNING, LLC
October 18, 2019 - January 11, 2024
ROBERT W. BAIRD & CO. INCORPORATED
October 18, 2019 - January 11, 2024
ROBERT W. BAIRD & CO. INCORPORATED
October 31, 2013 - October 18, 2019
J.J.B. HILLIARD, W.L. LYONS, LLC
October 31, 2013 - October 18, 2019
J.J.B. HILLIARD, W.L. LYONS, LLC
February 15, 2011 - October 10, 2013
J.J.B. HILLIARD, W.L. LYONS, LLC
February 11, 2011 - October 10, 2013
J.J.B. HILLIARD, W.L. LYONS, LLC
July 1, 2004 - February 14, 2011
TRANSAMERICA CAPITAL, LLC
October 13, 1999 - June 29, 2004
AFSG SECURITIES CORPORATION
October 14, 1996 - October 1, 1999
J.J.B. HILLIARD, W.L. LYONS, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(2/15/2024)
(2/16/2024)
Exams
Current Firm
GEISER WEALTH PLANNING, LLC
CRD#: 328816 / SEC#:
Contact information
Regulatory assets under management
| Total Number of Accounts | 81 |
| AUM (Assets Under Management) | $ 18,118,662 |
Red Flags
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