WS
William G. Stapp
TFB ADVISORS
Overland Park, KS 66211
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CRD#: 2792338
WS
Professional summary
William Grant Stapp is a registered financial advisor currently at TFB ADVISORS, LLC located in Overland Park, Kansas.
William is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1996. William has worked at 4 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
TAX FAVORED BENEFITS, INC.; SAME AS BRANCH; INV REL; SELL RETIREMENT PLANS, FINANCIAL PRODUCTS, INSURANCE PRODUCTS; PRODUCER; START DATE=07/1995; HRS/MO=168; TRADING HRS/MO=168; SALES/PRODUCER-SELL FINANCIAL PRODUCTS * TFB GROUP SERVICES, LLC; SAME AS BRANCH; INV REL; EMPLOYER-BASED HEALTH INSURANCE SALES; PRODUCER; START DATE=01/2000; HRS/MO=1; TRADING HRS/MO=1; PRODUCER * The Bar Retirement Plan; same as branch; inv rel; qualified retirement plan called a Multiple Employer Plan (MEO) that uses the Ameritas Elite platform as its investment vehicle; Agent; start date=03/2018; hrs/mo=20; trading hrs/mo=20; offer the plan to employers * TFB Advisors, LLC; same as branch; inv rel; Independent RIA; Investment Adviser Representative; start date=08/2022; hrs/mo=160; trading hrs/mo=160; IAR of hybrid RIA * Notre Dame de Sion High School; 10631 Wornall Rd, Kansas City, MO 64114, USA; not inv rel; High School; Board of Trustees; hrs/mo=5; trading hrs/mo=5; * Vita's Place; 5514 Oak St., Kansas City, MO 64113; Restaurant; inv rel; no activities performed, just investment in business; hrs/mo=0; trading hrs/mo=0 *
CRS (Client Relationship Summary) - RIA
Click below to view William Grant Stapp's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
August 4, 2022 - Present
TFB ADVISORS, LLC
Office #1: 4801 West 110th Street Suite 200, Overland Park, KS 66211RIA
CRD#: 321870
Overland Park, KS
Past
November 1, 2021 - June 30, 2023
AMERITAS ADVISORY SERVICES, LLC
RIA
CRD#: 317245
Overland Park, KS
Past
June 30, 2006 - November 1, 2021
AMERITAS INVESTMENT COMPANY, LLC
RIA
CRD#: 14869
OVERLAND PARK, KS
Past
June 30, 2006 - December 31, 2023
AMERITAS INVESTMENT COMPANY, LLC
BD
CRD#: 14869
OVERLAND PARK, KS
Past
March 24, 2000 - June 30, 2006
CARILLON INVESTMENTS, INC.
RIA
CRD#: 14646
OVERLAND PARK, KS
Past
September 4, 1996 - June 30, 2006
CARILLON INVESTMENTS, INC.
BD
CRD#: 14646
OVERLAND PARK, KS
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
TA
TFB ADVISORS, LLC
TFB ADVISORS, LLC
CRD#: 321870 / SEC#: 801-126142
RIA
Registered Investment Advisory firm - (7/21/2022 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Kansas(8/4/2022)
IAR
Texas(8/4/2022)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
Current Firm
TA
TFB ADVISORS, LLC
TFB ADVISORS, LLC
CRD#: 321870 / SEC#: 801-126142
RIA
Registered Investment Advisory firm - (7/21/2022 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
4801 West 110th Street Suite 200, Overland Park, KS 66211
Mailing Address
Phone number
(913) 648-5526
Established
Firm type
Fiscal year end
# of Employees
35
SEC notice filing (24 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 3,047 |
| AUM (Assets Under Management) | $ 859,559,702 |
Red Flags
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Company Information
TFB ADVISORS, LLC
CRD#: 321870Overland Park, KS 66211TRUST BUT VERIFY
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