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John P. Angelone

Some features on this profile are disabled
CRD#: 2792191
JA

Professional summary

John Paul Angelone was barred by the FINRA from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.

John is a previously registered financial professional and started their career in finance in 1996. Prior to being barred, John had worked at 12 firms, which includes NETWORK 1 FINANCIAL SECURITIES INC., OLYMPUS SECURITIES LLC, HALCYON CABOT PARTNERS LTD., THE VERTICAL GROUP, EKN FINANCIAL SERVICES INC., LIGHTHOUSE FINANCIAL GROUP LLC, SEABOARD SECURITIES INC., UBS SECURITIES LLC, UBS FINANCIAL SERVICES INC., APEX CLEARING CORPORATION, NEBRASKA HUDSON COMPANY INC., ROYCE INVESTMENT GROUP INC..

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Past

January 12, 2017 - March 14, 2017

NETWORK 1 FINANCIAL SECURITIES INC.

BD
CRD#: 13577
Weston, CT
Past

September 21, 2015 - January 3, 2017

OLYMPUS SECURITIES, LLC

BD
CRD#: 114050
NEW YORK, NY
Past

September 16, 2014 - September 18, 2015

HALCYON CABOT PARTNERS, LTD.

BD
CRD#: 32664
NEW YORK, NY
Past

March 22, 2010 - September 25, 2014

THE VERTICAL GROUP

BD
CRD#: 104353
RED BANK, NJ
Past

October 2, 2009 - March 22, 2010

EKN FINANCIAL SERVICES INC.

BD
CRD#: 113525
WOODBURY, NY
Past

April 1, 2008 - October 2, 2009

LIGHTHOUSE FINANCIAL GROUP, LLC

BD
CRD#: 103734
NEW YORK, NY
Past

July 20, 2005 - April 9, 2008

SEABOARD SECURITIES, INC.

BD
CRD#: 755
GARDEN CITY, NY
Past

March 12, 2001 - June 21, 2005

UBS SECURITIES LLC

BD
CRD#: 7654
NEW YORK, NY
Past

May 26, 2000 - March 12, 2001

UBS FINANCIAL SERVICES INC.

BD
CRD#: 8174
WEEHAWKEN, NJ
Past

May 10, 1999 - April 27, 2000

APEX CLEARING CORPORATION

BD
CRD#: 13071
DALLAS, TX
Past

January 1, 1998 - May 28, 1999

UBS FINANCIAL SERVICES INC.

BD
CRD#: 8174
WEEHAWKEN, NJ
Past

May 7, 1997 - December 19, 1997

NEBRASKA HUDSON COMPANY, INC.

BD
CRD#: 27501
OMAHA, NE
Past

September 9, 1996 - May 13, 1997

ROYCE INVESTMENT GROUP, INC.

BD
CRD#: 10494
WOODBURY, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

State Security Law Exam
RR
Series 63
Date: 9/13/1996
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
SIE
Date: 3/14/2017
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 55
Date: 7/20/2001
Limited Representative-Equity Trader Exam
General Industry/Product Exam
RR
Series 7
Date: 9/6/1996
General Securities Representative Examination

Current Firm

N1
NETWORK 1 FINANCIAL SECURITIES INC.
ASSET PLANNING & DEVELOPMENT, INC. | STOCKAMERICA, INCORPORATED | NETWORK 1 FINANCIAL SECURITIES INC. | NETWORK 1 FINANCIAL SECURITIES

CRD#: 13577 / SEC#: , 8-29471

BD
Broker-Dealer Firm Regulated by FINRA (Woodbridge district office)
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Contact information

Main Address
The Galleria, Suite 241 2 Bridge Avenue, Red Bank, NJ 07701
Mailing Address
The Galleria, Suite 241 2 Bridge Avenue, Red Bank, NJ 07701
Phone number
(732) 758-9001
Established
Texas since 03/15/1983
Firm type
Corporation
Fiscal year end
June
Firm Size
Small
# of Employees

FINRA licenses (51 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
NETWORK 1 FINANCIAL GROUP, INC.( ISSI)SHAREHOLDER
ARTICLE THIRD TR UWO RICHARD W. HUNT FBO MADISON HUNTSHAREHOLDER
BRUNO, VINCENT MICHAELCHIEF COMPLIANCE OFFICER1845833
HUNT, WILLIAM RICHARD JRDIRECTOR, PRESIDENT, COO & FINOP, TRUSTEE830575
TESTAVERDE, DAMON DOMENICVICE PRESIDENT444453

Disclosures

Regulatory Event21
Arbitration4

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

NETWORK 1 FINANCIAL SECURITIES INC.

CRD#: 13577

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