James A. Sitter
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
James Andrew Sitter was a registered financial professional .
James is a previously registered financial professional and started their career in finance in 1996. James had worked at 6 firms and has passed the Series 63, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
May 3, 2001 - January 9, 2002
WRP INVESTMENTS, INC.
January 27, 2000 - May 15, 2001
LEGEND MERCHANT GROUP, INC.
July 31, 1999 - February 4, 2000
AC FINANCIAL, INC.
May 13, 1997 - June 21, 1999
FAIRCHILD FINANCIAL GROUP, INC.
October 14, 1996 - February 21, 1997
METROPOLITAN LIFE INSURANCE COMPANY
October 14, 1996 - February 21, 1997
MSI FINANCIAL SERVICES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
WRP INVESTMENTS, INC.
CRD#: 7365 / SEC#: 801-39365, 8-21374
Contact information
Disclosures
| Regulatory Event | 3 |
| Arbitration | 1 |
| Bond | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
