Darrell J. Cook
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Darrell Joseph Cook was a registered financial professional .
Darrell is a previously registered financial professional and started their career in finance in 1997. Darrell had worked at 12 firms and has passed the Series 66, Series 63, Series 7, Series 6, Series 9, Series 10 and Series 26 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 18, 2013 - September 17, 2013
STRATEGIC ADVISERS LLC
July 9, 2013 - September 16, 2013
FIDELITY BROKERAGE SERVICES LLC
March 6, 2013 - March 21, 2013
CURIAN CAPITAL, LLC
March 6, 2013 - March 21, 2013
CURIAN CLEARING, LLC
September 18, 2012 - November 5, 2012
TD AMERITRADE, INC.
September 18, 2012 - November 5, 2012
TD AMERITRADE INVESTMENT MANAGEMENT, LLC
September 18, 2012 - November 5, 2012
TD AMERITRADE, INC.
January 13, 2012 - June 8, 2012
CURIAN CAPITAL, LLC
January 12, 2012 - June 8, 2012
CURIAN CLEARING, LLC
February 18, 2011 - October 10, 2011
EMPOWER FINANCIAL SERVICES, INC.
November 30, 2010 - January 28, 2011
TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC
January 27, 2006 - July 21, 2010
CHARLES SCHWAB & CO., INC.
February 11, 2004 - July 21, 2010
CHARLES SCHWAB & CO., INC.
November 3, 2003 - February 12, 2004
FARMERS FINANCIAL SOLUTIONS, LLC
June 13, 2002 - September 30, 2002
OPPENHEIMERFUNDS DISTRIBUTOR, INC.
December 11, 2001 - May 9, 2002
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC
May 18, 2000 - October 31, 2001
CHARLES SCHWAB & CO., INC.
June 4, 1997 - April 14, 2000
OPPENHEIMERFUNDS DISTRIBUTOR, INC.
Primary Firm SEC Registration
STRATEGIC ADVISERS LLC
CRD#: 104555 / SEC#: 801-13243
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
STRATEGIC ADVISERS LLC
CRD#: 104555 / SEC#: 801-13243
Contact information
SEC notice filing (52 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 2,486,631 |
| AUM (Assets Under Management) | $ 1,067,664,605,590 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 09/24/2025 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
