John H. Malanga
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
John Hugo Malanga was a registered financial professional .
John is a previously registered financial professional and started their career in finance in 1997. John had worked at 2 firms and has passed the Series 63 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 26, 2009 - April 17, 2014
CHIRON SECURITIES LLC
October 20, 1997 - February 13, 2009
SANDERS MORRIS LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
CHIRON SECURITIES LLC
CRD#: 30041 / SEC#: , 8-44665
Contact information
FINRA licenses (4 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| JOHNSON, SCOTT WILLIAM | MANAGING DIRECTOR/PRESIDENT/TREASURER/SECRETARY/CHIEF COMPLIANCE OFFICER/PFO/POO | 703690 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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