Christopher J. Allegro
Professional summary
Christopher J Allegro, who also goes by Christopher James Allegro, is a registered financial advisor currently at EMPOWER ADVISORY GROUP, LLC located in Trumbull, Connecticut and EMPOWER FINANCIAL SERVICES, INC. located in Greenwood Village, Colorado.
Christopher is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1996. Christopher has worked at 6 firms and has passed the Series 63, Series 65, Series 7TO, SIE, Series 6 and Series 26 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Christopher J Allegro's CRS (Customer Relationship Summary).
Certified licenses
Experience
October 30, 2024 - Present
EMPOWER ADVISORY GROUP, LLC
September 17, 2024 - Present
EMPOWER FINANCIAL SERVICES, INC.
Office #1: 8515 E Orchard Road, Greenwood Village, CO 80111July 25, 2016 - September 20, 2016
LPL FINANCIAL LLC
July 25, 2016 - September 20, 2016
LPL FINANCIAL LLC
August 7, 2013 - August 5, 2014
LPL FINANCIAL LLC
August 1, 2013 - August 5, 2014
LPL FINANCIAL LLC
March 20, 2006 - May 8, 2013
AST INVESTMENT SERVICES, INC.
February 26, 2003 - March 24, 2004
AMERICAN SKANDIA ADVISORY SERVICES, INC.
October 9, 1996 - May 8, 2013
PRUDENTIAL ANNUITIES DISTRIBUTORS, INC
Primary Firm SEC Registration
EMPOWER ADVISORY GROUP, LLC
CRD#: 112058 / SEC#: 801-58105
State Registrations and Notice Filings
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Visual representation of state registrations
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Exams
Series 7TO
Date: 9/16/2024
General Securities Representative ExaminationFINRA
Current Firm
EMPOWER ADVISORY GROUP, LLC
CRD#: 112058 / SEC#: 801-58105
Contact information
SEC notice filing (53 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 250,707 |
| AUM (Assets Under Management) | $ 159,120,330,491 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 03/28/2025 | ||
| 11/21/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
