Larry W. Pampel
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Larry Wayne Pampel was a registered financial professional .
Larry is a previously registered financial professional and started their career in finance in 1997. Larry had worked at 3 firms and has passed the Series 63, Series 7, Series 27 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
December 15, 1998 - August 6, 2015
PAMPEL & ASSOCIATES, INC.
January 26, 1998 - September 9, 2002
ALLEGISONE SECURITIES, INC.
January 28, 1997 - March 12, 1998
INVESTMENT ARCHITECTS, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
PAMPEL & ASSOCIATES, INC.
CRD#: 110660 / SEC#: 801-41971
Contact information
Regulatory assets under management
| Total Number of Accounts | 707 |
| AUM (Assets Under Management) | $ 106,000,493 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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