Christopher F. Winchenbaugh
Professional summary
Christopher Francis Winchenbaugh is a registered financial professional currently at INTREPID PARTNERS, LLC located in New York, New York.
Christopher is registered as a RR (Registered Representative) and started their career in finance in 1996. Christopher has worked at 3 firms and has passed the Series 63, Series 99TO, Series 79TO, SIE, Series 7, Series 14 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Christopher Francis Winchenbaugh's CRS (Customer Relationship Summary).
Certified licenses
Experience
July 22, 2015 - Present
INTREPID PARTNERS, LLC
Office #1: 712 Fifth Avenue 31st Floor, New York, NY, 10019Office #2: 712 Fifth Avenue 31st Floor, New York, NY 10019September 22, 2008 - August 15, 2014
BARCLAYS CAPITAL INC.
October 8, 1996 - September 22, 2008
LEHMAN BROTHERS INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(8/5/2015)
(8/11/2015)
(8/4/2015)
(8/3/2015)
(8/5/2015)
(8/3/2015)
Exams
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationSeries 79TO
Date: 1/2/2023
Investment Banking Registered Representative ExaminationFINRA
Current Firm
INTREPID PARTNERS, LLC
CRD#: 198516 / SEC#: , 8-69615
Contact information
FINRA licenses (6 States and Territories)
Documents
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
