Thomas W. Markosky
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Thomas William Markosky, CFP®, who also goes by Tom Markosky, was a registered financial professional .
Thomas is a previously registered financial professional and started their career in finance in 1996. Thomas had worked at 6 firms and has passed the Series 65, Series 63 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 19, 2010 - February 14, 2024
INVESTMENT MANAGEMENT SERVICES GROUP, LLC
June 13, 2005 - December 31, 2007
EDGEWATER ADVISORS, LLC
December 11, 2001 - July 21, 2005
CAPITAL INVESTMENT ADVISORS
October 18, 2001 - October 2, 2002
TRIAD ADVISORS LLC
May 23, 2000 - September 11, 2001
SCHLITT INVESTOR SERVICES, INC.
September 17, 1996 - September 2, 1998
MORGAN STANLEY DW INC.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
INVESTMENT MANAGEMENT SERVICES GROUP, LLC
CRD#: 144031 / SEC#:
Contact information
Regulatory assets under management
| Total Number of Accounts | 116 |
| AUM (Assets Under Management) | $ 9,635,931 |
Red Flags
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