Jay S. Sarkar
Professional summary
Jay Surya Sarkar, who also goes by Jay Sarkar, is a registered financial professional currently at EVERCORE GROUP L.L.C. located in New York, New York.
Jay is registered as a RR (Registered Representative) and started their career in finance in 1996. Jay has worked at 12 firms and has passed the Series 63, Series 57TO, SIE, Series 55, Series 3 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Jay Surya Sarkar's CRS (Customer Relationship Summary).
Certified licenses
Experience
July 27, 2016 - Present
EVERCORE GROUP L.L.C.
Office #1: 55 East 52nd Street, New York, NY 10055March 2, 2016 - July 20, 2016
WOLVERINE EXECUTION SERVICES, LLC
May 4, 2015 - October 8, 2015
SANFORD C. BERNSTEIN & CO., LLC
March 16, 2010 - February 19, 2015
CITIGROUP GLOBAL MARKETS INC.
April 25, 2006 - December 1, 2009
LIQUIDNET, INC.
December 13, 2005 - April 10, 2006
WYNSTON HILL CAPITAL, LLC
May 25, 2005 - April 10, 2006
XTF MARKET MAKING LLC
June 18, 2003 - May 10, 2005
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
March 11, 2002 - September 30, 2002
JEFFERIES LLC
April 3, 2000 - June 7, 2001
COWEN AND COMPANY
November 10, 1998 - March 28, 2000
CREDIT SUISSE SECURITIES (USA) LLC
November 28, 1997 - June 16, 1998
CITIGROUP GLOBAL MARKETS INC.
October 28, 1996 - June 16, 1998
SALOMON BROTHERS INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(11/7/2018)
(11/7/2018)
(11/7/2018)
(1/26/2022)
(7/27/2016)
(7/27/2016)
(7/27/2016)
(7/27/2016)
(7/27/2016)
(2/2/2017)
(7/27/2016)
(1/26/2022)
(1/26/2022)
(1/26/2022)
(11/7/2018)
(1/26/2022)
(7/27/2016)
(1/26/2022)
(1/26/2022)
(11/7/2018)
(1/26/2022)
(7/27/2016)
(7/27/2016)
(7/28/2016)
(7/27/2016)
(1/26/2022)
(11/7/2018)
(11/7/2018)
(1/26/2022)
(11/7/2018)
(2/5/2024)
(7/27/2016)
(1/26/2022)
(7/27/2016)
(11/7/2018)
(1/26/2022)
(1/26/2022)
Exams
Series 57TO
Date: 1/2/2023
Securities Trader ExamSeries 55
Date: 4/2/1999
Limited Representative-Equity Trader ExamCboe EDGA Exchange, Inc.
FINRA
Investors' Exchange LLC
MEMX LLC
Nasdaq BX, Inc.
Nasdaq Stock Market
Current Firm
EVERCORE GROUP L.L.C.
CRD#: 42405 / SEC#: , 8-49830
Contact information
FINRA licenses (37 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| EVERCORE BD INVESTCO L.L.C. | MANAGING MEMBER | |
| BRYSON, NANCY CLAIRE | CHIEF OPERATING OFFICER | 1978165 |
| CROWE, JOHN CHRISTOPHER | CHIEF COMPLIANCE OFFICER | 2494752 |
| FUND, LISA K | PRINCIPAL OPERATIONS OFFICER | 5008055 |
| LALONDE, TIMOTHY GILBERT | CHIEF FINANCIAL OFFICER | 2270483 |
| MARTINEZ, MICHAEL | CHIEF OPERATING OFFICER - EVERCORE ISI | 5100611 |
| MASOTTI, KENNETH ALFRED | CHIEF LEGAL OFFICER | 4436810 |
| MYERS, JENNA | PRINCIPAL OPERATIONS OFFICER | 4582020 |
| PALIOTTA, MICHAEL JOSEPH | CHIEF EXECUTIVE OFFICER OF EVERCORE ISI | 2079036 |
| PENSA, PAUL | CHIEF FINANCIAL OFFICER/FINOP | 2119683 |
| WEINBERG, JOHN | CHIEF EXECUTIVE OFFICER | 2061177 |
Disclosures
| Regulatory Event | 3 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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