Michael J. Fryt
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Michael John Fryt, who also goes by Mike Fryt, was a registered financial professional .
Michael is a previously registered financial professional and started their career in finance in 1996. Michael had worked at 6 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 25, 2019 - December 31, 2021
AVANTAX ADVISORY SERVICES
October 25, 2019 - December 31, 2021
AVANTAX INVESTMENT SERVICES, INC.
November 18, 2004 - October 25, 2019
1ST GLOBAL ADVISORS INC
November 18, 2004 - October 25, 2019
1ST GLOBAL CAPITAL CORP.
December 2, 2003 - October 13, 2004
MONY SECURITIES CORPORATION
December 2, 2003 - October 13, 2004
MONY SECURITIES CORPORATION
June 24, 2002 - December 2, 2003
TRUSTED SECURITIES ADVISORS CORP.
September 10, 1996 - December 2, 2003
TRUSTED SECURITIES ADVISORS CORP.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
AVANTAX ADVISORY SERVICES
CRD#: 104556 / SEC#: 801-29892
Contact information
Regulatory assets under management
| Total Number of Accounts | 140,306 |
| AUM (Assets Under Management) | $ 46,109,939,749 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 12/13/2024 | ||
| 11/28/2023 | ||
| 12/16/2022 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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