Joon C. Hyon

YAYATI ASSET MANAGEMENT

Irvine, CA 92612

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CRD#: 2790487

Professional summary

Joon Chol Hyon is a registered financial advisor currently at YAYATI ASSET MANAGEMENT, LLC located in Irvine, California.

Joon is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1996. Joon has worked at 7 firms and has passed the Series 65, Series 63, Series 31, Series 7 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Joon Chol Hyon has an ownership stake in the holding company that owns Yayati Asset Management, LLC, Yayati Inc. He will perform trading and service functions for Yayati LLC which is the technology subsidiary of Yayati Inc. Approximately ten hours a week are spent on this outside business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Joon Chol Hyon's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

May 19, 2023 - Present

YAYATI ASSET MANAGEMENT, LLC

Office #1: 2082 Michelson Drive Suite 100, Irvine, CA 92612

RIA

CRD#: 324099

Irvine, CA

Past

August 1, 2008 - November 20, 2020

ASSETMARK, INC.

RIA

CRD#: 109018

ENCINO, CA

Past

May 4, 2005 - July 31, 2008

GENWORTH FINANCIAL ASSET MANAGEMENT, INC

RIA

CRD#: 105771

ENCINO, CA

Past

November 5, 2004 - October 26, 2007

CETERA FINANCIAL SPECIALISTS LLC

CRD#: 10358

SCHAUMBURG, IL

Past

October 31, 2001 - December 16, 2002

UNITED PLANNERS' FINANCIAL SERVICES OF AMERICA A LIMITED PARTNER

CRD#: 20804

SCOTTSDALE, AZ

Past

July 22, 1998 - November 11, 1999

MORGAN STANLEY DW INC.

CRD#: 7556

PURCHASE, NY

Past

December 23, 1996 - August 21, 1997

PRUCO SECURITIES, LLC.

CRD#: 5685

NEWARK, NJ

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

California
(5/19/2023)

IAR

New Jersey
(11/30/2023)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 4/1/2023

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 11/15/1996

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 31

Date: 9/4/1998

Futures Managed Funds Examination

General Industry/Product Exam

Series 7

Date: 8/21/1998

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 12/20/1996

Investment Company Products/Variable Contracts Representative Examination

Current Firm

YAYATI ASSET MANAGEMENT, LLC

YAYATI ASSET MANAGEMENT, LLC | YAYATI RIA LLC

CRD#: 324099 / SEC#:

California

Registered Investment Advisory firm - (5/19/2023 Approved)

New Jersey

Registered Investment Advisory firm - (11/30/2023 Approved)

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Contact information

Main Address

2082 Michelson Drive Suite 100, Irvine, CA 92612

Mailing Address

Phone number

(949) 996-3200

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	2
AUM (Assets Under Management)	$ 1,317,426

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Joon C. Hyon

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Joon Chol Hyon's CRS (Customer Relationship Summary).

Certified licenses

Experience

ASSETMARK, INC.

GENWORTH FINANCIAL ASSET MANAGEMENT, INC

CETERA FINANCIAL SPECIALISTS LLC

UNITED PLANNERS' FINANCIAL SERVICES OF AMERICA A LIMITED PARTNER

MORGAN STANLEY DW INC.

PRUCO SECURITIES, LLC.

State Registrations and Notice Filings

Exams

Series 65

Date: 4/1/2023

Series 63

Date: 11/15/1996

Series 31

Date: 9/4/1998

Series 7

Date: 8/21/1998

Series 6

Date: 12/20/1996

Current Firm

YAYATI ASSET MANAGEMENT, LLC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

YAYATI ASSET MANAGEMENT, LLC

TRUST BUT VERIFY

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