Michael O'reilly

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CRD#: 2790407

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Michael O'reilly, who also goes by Michael Patrick O'reilly, Michael Patrick Oreilly, Michael Oreilly, was a registered financial professional .

Michael is a previously registered financial professional and started their career in finance in 1996. Michael had worked at 5 firms and has passed the Series 63, Series 55, Series 7, Series 24, Series 27, Series 53, Series 4, Series 10 and Series 9 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

Michael Patrick O'reilly | Michael Patrick Oreilly | Michael Oreilly

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Past

March 29, 2012 - September 26, 2013

PYRAMIS DISTRIBUTORS CORPORATION LLC

CRD#: 146430

SMITHFIELD, RI

Past

March 29, 2012 - September 27, 2013

NATIONAL FINANCIAL SERVICES LLC

CRD#: 13041

BOSTON, MA

Past

March 29, 2012 - September 27, 2013

FIDELITY DISTRIBUTORS COMPANY LLC

CRD#: 17507

BOSTON, MA

Past

March 29, 2012 - September 27, 2013

FIDELITY DISTRIBUTORS CORPORATION

CRD#: 6848

SMITHFIELD, RI

Past

November 23, 2011 - June 27, 2014

FIDELITY BROKERAGE SERVICES LLC

CRD#: 7784

BOSTON, MA

Past

November 10, 2003 - November 7, 2006

FIDELITY BROKERAGE SERVICES LLC

CRD#: 7784

SMITHFIELD, RI

Past

January 15, 2002 - November 10, 2003

NATIONAL FINANCIAL SERVICES LLC

CRD#: 13041

BOSTON, MA

Past

November 18, 1996 - January 15, 2002

FIDELITY BROKERAGE SERVICES LLC

CRD#: 7784

SMITHFIELD, RI

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

State Security Law Exam

Series 63

Date: 12/16/1996

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 55

Date: 11/12/2002

Limited Representative-Equity Trader Exam

General Industry/Product Exam

Series 7

Date: 11/16/1996

General Securities Representative Examination

Principal/Supervisory Exam

Series 24

Date: 2/23/2012

General Securities Principal Examination

Principal/Supervisory Exam

Series 27

Date: 8/7/2003

Financial and Operations Principal Examination

Principal/Supervisory Exam

Series 53

Date: 4/9/2003

Municipal Securities Principal Examination

Principal/Supervisory Exam

Series 4

Date: 2/23/2001

Registered Options Principal Examination

Principal/Supervisory Exam

Series 10

Date: 6/6/2000

General Securities Sales Supervisor - General Module Examination

Principal/Supervisory Exam

Series 9

Date: 6/6/2000

General Securities Sales Supervisor - Options Module Examination

Current Firm

PYRAMIS DISTRIBUTORS CORPORATION LLC

CRD#: 146430 / SEC#: , 8-67821

Terminated by SEC on 09/30/2016

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Contact information

Main Address

Mailing Address

Phone number

Established

Delaware since 06/15/2007

Firm type

Limited Liability Company

Fiscal year end

December

# of Employees

Documents

Direct owners and executive officers

Name	Position	CRD#
FIAM HOLDINGS CORP.	MEMBER
CONDRON, CASEY MOORE	DIRECTOR	3092905
COUTO, SCOTT	PRESIDENT / DIRECTOR	2178859
LINDE, JASON JOHN	CCO	2866398
LUBY, JAMES CLAY	FINOP/CFO	4542482

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Michael O'reilly

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary)

Certified licenses

Experience

NATIONAL FINANCIAL SERVICES LLC

FIDELITY DISTRIBUTORS COMPANY LLC

FIDELITY DISTRIBUTORS CORPORATION

FIDELITY BROKERAGE SERVICES LLC

FIDELITY BROKERAGE SERVICES LLC

NATIONAL FINANCIAL SERVICES LLC

FIDELITY BROKERAGE SERVICES LLC

State Registrations and Notice Filings

Exams

Series 63

Date: 12/16/1996

Series 55

Date: 11/12/2002

Series 7

Date: 11/16/1996

Series 24

Date: 2/23/2012

Series 27

Date: 8/7/2003

Series 53

Date: 4/9/2003

Series 4

Date: 2/23/2001

Series 10

Date: 6/6/2000

Series 9

Date: 6/6/2000

Current Firm

PYRAMIS DISTRIBUTORS CORPORATION LLC

Contact information

Documents

Direct owners and executive officers

Red Flags

Company Information

PYRAMIS DISTRIBUTORS CORPORATION LLC

TRUST BUT VERIFY

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