SF
Steven P. Fetterhoff
CETERA INVESTMENT ADVISERS LLC
LEMOYNE, PA 17043
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CRD#: 2790356
SF
Professional summary
Steven Paul Fetterhoff is a registered financial advisor currently at CETERA INVESTMENT ADVISERS LLC located in Lemoyne, Pennsylvania and CETERA WEALTH SERVICES, LLC located in Lemoyne, Pennsylvania.
Steven is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1996. Steven has worked at 10 firms and has passed the Series 65, Series 63, SIE and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. NAME OF OTHER BUSINESS: FIXED INSURANCE WITH VARIOUS COMPANIES INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: FIXED INSURANCE APX NUMBER OF HOURS PER WEEK: 6 APX NUMBER OF HOURS DURING TRADING HOURS: 6 POSITION/TITLE/RELATIONSHIP: INSURANCE AGENT BRIEF DESCRIPTION OF DUTIES: SALES OF LIFE, HEALTH, ANNUITIES, AND LONG-TERM CARE 2. NAME OF OTHER BUSINESS: NCAA DIVISION I AND II VOLLEYBALL OFFICIAL INVESTMENT RELATED: NO ADDRESS: 649 WHITETAIL DRIVE, LEWISBERRY, PA 17339 NATURE OF BUSINESS: VOLLEYBALL OFFICIAL START DATE: 1/1984 POSITION/TITLE/RELATIONSHIP: VOLLEYBALL OFFICIAL APX NUMBER OF HOURS PER WEEK: 6 APX NUMBER OF HOURS DURING TRADING HOURS: 6 BRIEF DESCRIPTION OF DUTIES: MAINTAIN AND EXECUTE THE RULES AS IT APPLIES TO THE SPORT 3. NAME OF OTHER BUSINESS: FREEDOM FINANCIAL INSURANCE SERVICES, LLC INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: SOLICITATION OF FIXED INSURANCE BY AGENTS START DATE: 7/2012 POSITION/TITLE/RELATIONSHIP: MANAGING PARTNER APX NUMBER OF HOURS PER WEEK: 2 APX NUMBER OF HOURS DURING TRADING HOURS: 2 BRIEF DESCRIPTION OF DUTIES: MANAGING PARTNER 4. NAME OF OTHER BUSINESS: FREEDOM FINANCIAL WEALTH MANAGEMENT, INC. INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: FINANCIAL PLANNING, INVESTMENTS, RISK PROTECTION, ADVISORY SERVICES START DATE: 10/2005 POSITION/TITLE/RELATIONSHIP: FINANCIAL ADVISOR APX NUMBER OF HOURS PER WEEK: 35 APX NUMBER OF HOURS DURING TRADING HOURS: 35 BRIEF DESCRIPTION OF DUTIES: FINANCIAL ADVISOR OFFERING INVESTMENT AND ADVISORY SERVICES 5. .NAME OF OTHER BUSINESS: MORE4ME INVESTMENT RELATED: NO, ADDRESS: 37580 ATLANTIC ST, REHOBOTH BEACH, DL, 19971 NATURE OF BUSINESS: REAL ESTATE, START DATE:03/2021, POSITION/TITLE/RELATIONSHIP: PART OWNER, APX NUMBER OF HOURS PER WEEK: 2, APX NUMBER OF HOURS DURING TRADING HOURS: VARIES, BRIEF DESCRIPTION OF DUTIES: BEACH HOUSE FOR OCCUPANCY AND RENTAL INCOME;
CRS (Client Relationship Summary) - RIA
Click below to view Steven Paul Fetterhoff's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
June 29, 2023 - Present
CETERA INVESTMENT ADVISERS LLC
Office #1: 4 Lemoyne Dr Ste 103, Lemoyne, PA 17043RIA
CRD#: 105644
LEMOYNE, PA
Current
April 2, 2020 - Present
CETERA WEALTH SERVICES, LLC
Office #1: 4 Lemoyne Dr Ste 103, Lemoyne, PA 17043BD
CRD#: 13572
Lemoyne, PA
Past
April 3, 2020 - June 29, 2023
CETERA WEALTH SERVICES, LLC
RIA
CRD#: 13572
EL SEGUNDO, CA
Past
October 26, 2012 - April 3, 2020
OSAIC WEALTH, INC.
RIA
CRD#: 23131
LEMOYNE, PA
Past
October 12, 2012 - April 3, 2020
OSAIC WEALTH, INC.
BD
CRD#: 23131
LEMOYNE, PA
Past
April 6, 2009 - October 15, 2012
VICUS CAPITAL, INC.
RIA
CRD#: 116021
HARRISBURG, PA
Past
March 28, 2008 - October 19, 2012
WALNUT STREET SECURITIES, INC.
BD
CRD#: 15840
HARRISBURG, PA
Past
September 1, 2006 - March 14, 2008
THE RIDERWOOD GROUP INCORPORATED
BD
CRD#: 16681
HARRISBURG, PA
Past
November 1, 2005 - August 31, 2006
NATIONAL PLANNING CORPORATION
BD
CRD#: 29604
HARRISBURG, PA
Past
October 1, 2001 - November 10, 2005
WALNUT STREET SECURITIES, INC.
BD
CRD#: 15840
EL SEGUNDO, CA
Past
December 22, 2000 - September 18, 2001
1717 CAPITAL MANAGEMENT COMPANY
BD
CRD#: 4082
NEWARK, DE
Past
December 10, 1996 - January 26, 2001
METROPOLITAN LIFE INSURANCE COMPANY
BD
CRD#: 4095
NEW YORK, NY
Past
December 10, 1996 - January 26, 2001
MSI FINANCIAL SERVICES, INC.
BD
CRD#: 14251
SPRINGFIELD, MA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
Registered Investment Advisory firm - (1/13/1984 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Delaware(4/3/2020)
RR
Indiana(4/7/2020)
RR
Maryland(4/3/2020)
RR
New Jersey(4/3/2020)
RR
New Mexico(10/4/2024)
RR
New York(12/10/2020)
RR
North Carolina(4/3/2020)
RR
Pennsylvania(4/3/2020)
IAR
Pennsylvania(6/29/2023)
RR
South Carolina(4/8/2020)
RR
Texas(4/5/2023)
IAR
Texas(6/29/2023)
RR
Virginia(4/4/2020)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
Registered Investment Advisory firm - (1/13/1984 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
1450 American Lane 6th Floor, Suite 650, Schaumburg, IL 60173-2096
Mailing Address
Phone number
(310) 257-7880
Established
Firm type
Fiscal year end
# of Employees
7,705
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 584,487 |
| AUM (Assets Under Management) | $ 163,792,814,520 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/27/2025 | ||
| 12/13/2024 | ||
| 09/26/2023 | ||
| 11/18/2022 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
