Charles L. Jantzi

SYNERGY WEALTH ADVISORS

Baton Rouge, LA

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CRD#: 2790352

Professional summary

Charles Lester Jantzi, CFP®, who also goes by Charles L Jantzi, is a registered financial advisor currently at SYNERGY WEALTH ADVISORS, LLC located in Baton Rouge, Louisiana.

Charles is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1996. Charles has worked at 3 firms and has passed the Series 65, Series 63 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Charles L Jantzi

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1.U4 - item13: Stoneridge Partners; Batton ROuge, LA; Consulting service in mergers & acquisitions in the home health, home care and hospice business segment of the health care market; Associate Partner; Start date 01/01/2016; Hours devoted to business during trading hours 50; Hours devoted to business outside trading hours 40; not investment-related 2.Charles L. Jantzi is a licensed insurance agent. From time to time, he will offer clients advice or products from those activities. Clients should be aware that these services pay a commission and involve a conflict of interest, as commissionable products conflict with the fiduciary duties of a registered investment adviser. Synergy Wealth Advisors, LLC always acts in the best interest of the client; including the sale of commissionable products to advisory clients. Clients are in no way required to utilize the services of any representative of Synergy Wealth Advisors, LLC in such individual's outside capacities.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Charles Lester Jantzi's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2007

Experience

Current

December 1, 2009 - Present

SYNERGY WEALTH ADVISORS, LLC

RIA

CRD#: 150155

Baton Rouge, LA

Past

January 23, 2003 - March 30, 2009

STANFORD GROUP COMPANY

RIA

CRD#: 39285

BATON ROUGE, LA

Past

August 26, 1998 - March 30, 2009

STANFORD GROUP COMPANY

CRD#: 39285

BATON ROUGE, LA

Past

September 17, 1996 - August 27, 1998

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

CRD#: 7691

NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Louisiana
(12/1/2009)

IAR

Texas
(2/15/2014)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 10/7/1996

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 10/7/1996

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 9/16/1996

General Securities Representative Examination

Current Firm

SYNERGY WEALTH ADVISORS, LLC

JANTZI WEALTH MANAGEMENT, LLC | SYNERGY WEALTH ADVISORS, LLC

CRD#: 150155 / SEC#:

Louisiana

Registered Investment Advisory firm - (6/25/2009 Approved)

Texas

Registered Investment Advisory firm - (2/15/2014 Conditional Restricted)

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Contact information

Main Address

Baton Rouge, LA

Mailing Address

Phone number

(225) 939-0531

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	54
AUM (Assets Under Management)	$ 18,500,000

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Charles L. Jantzi

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Charles Lester Jantzi's CRS (Customer Relationship Summary).

Certified licenses

Experience

SYNERGY WEALTH ADVISORS, LLC

STANFORD GROUP COMPANY

STANFORD GROUP COMPANY

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

State Registrations and Notice Filings

Exams

Series 65

Date: 10/7/1996

Series 63

Date: 10/7/1996

Series 7

Date: 9/16/1996

Current Firm

SYNERGY WEALTH ADVISORS, LLC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

SYNERGY WEALTH ADVISORS, LLC

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