Eduardo N. Gruener
Professional summary
Eduardo Nmn Gruener, who also goes by Eduardo Gruener, is a registered financial advisor currently at GFG CAPITAL located in Miami, Florida and GFG SECURITIES, LLC located in Miami, Florida.
Eduardo is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1996. Eduardo has worked at 4 firms and has passed the Series 63, Series 99TO, Series 79TO, SIE, Series 7, Series 14, Series 27 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Eduardo Nmn Gruener's CRS (Customer Relationship Summary).
Certified licenses
Experience
April 11, 2022 - Present
GFG CAPITAL
Office #1: 701 Brickell Avenue Suite 1400, Miami, FL 33131January 26, 2005 - Present
GFG SECURITIES, LLC
Office #1: 701 Brickell Avenue Suite 1400, Miami, FL 33131Office #2: 701 Brickell Avenue Suite 1400, Miami, FL 33131May 11, 2011 - December 31, 2021
GFG CAPITAL
June 14, 1999 - June 20, 2003
DEUTSCHE BANK SECURITIES INC.
September 23, 1996 - June 14, 1999
DB ALEX. BROWN LLC
Primary Firm SEC Registration
GFG CAPITAL
CRD#: 128059 / SEC#: 801-62274
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(3/7/2005)
(1/26/2005)
(3/15/2005)
(3/21/2022)
(4/11/2022)
Exams
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationSeries 79TO
Date: 1/2/2023
Investment Banking Registered Representative ExaminationFINRA
Current Firm
GFG CAPITAL
CRD#: 128059 / SEC#: 801-62274
Contact information
SEC notice filing (4 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 671 |
| AUM (Assets Under Management) | $ 891,178,593 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 02/24/2025 | ||
| 01/27/2024 | ||
| 08/30/2022 |
Red Flags
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Company Information
GFG CAPITAL
CRD#: 128059Miami, FL 33131TRUST BUT VERIFY
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