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EG

Eduardo N. Gruener

GFG CAPITAL
Miami, FL 33131
Some features on this profile are disabled
CRD#: 2790331
EG

Professional summary

Eduardo Nmn Gruener, who also goes by Eduardo Gruener, is a registered financial advisor currently at GFG CAPITAL located in Miami, Florida and GFG SECURITIES, LLC located in Miami, Florida.

Eduardo is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1996. Eduardo has worked at 4 firms and has passed the Series 63, Series 99TO, Series 79TO, SIE, Series 7, Series 14, Series 27 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

Eduardo Gruener

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Eduardo Nmn Gruener's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

April 11, 2022 - Present

GFG CAPITAL

Office #1: 701 Brickell Avenue Suite 1400, Miami, FL 33131
RIA
CRD#: 128059
Miami, FL
Current

January 26, 2005 - Present

GFG SECURITIES, LLC

Office #1: 701 Brickell Avenue Suite 1400, Miami, FL 33131Office #2: 701 Brickell Avenue Suite 1400, Miami, FL 33131
BD
CRD#: 132602
Miami, FL
Past

May 11, 2011 - December 31, 2021

GFG CAPITAL

RIA
CRD#: 128059
MIAMI, FL
Past

June 14, 1999 - June 20, 2003

DEUTSCHE BANK SECURITIES INC.

BD
CRD#: 2525
NEW YORK, NY
Past

September 23, 1996 - June 14, 1999

DB ALEX. BROWN LLC

BD
CRD#: 17790
BALTIMORE, MD

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
GC
GFG CAPITAL
GFG CAPITAL | GFG CAPITAL, LLC

CRD#: 128059 / SEC#: 801-62274

RIA
Registered Investment Advisory firm - (8/22/2003 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
California
(3/7/2005)
RR
Florida
(1/26/2005)
RR
New York
(3/15/2005)
RR
Texas
(3/21/2022)
IAR
Texas
(4/11/2022)

Exams

State Security Law Exam
RR
Series 63
Date: 2/10/1997
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 99TO
Date: 1/2/2023
Operations Professional Examination
General Industry/Product Exam
RR
Series 79TO
Date: 1/2/2023
Investment Banking Registered Representative Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 9/20/1996
General Securities Representative Examination
Principal/Supervisory Exam
RR
Series 14
Date: 1/2/2023
Compliance Officer Examination
Principal/Supervisory Exam
RR
Series 27
Date: 12/16/2004
Financial and Operations Principal Examination
Principal/Supervisory Exam
RR
Series 24
Date: 11/22/2004
General Securities Principal Examination
SRO Registrations
RR
FINRA

Current Firm

GC
GFG CAPITAL
GFG CAPITAL | GFG CAPITAL, LLC

CRD#: 128059 / SEC#: 801-62274

RIA
Registered Investment Advisory firm - (8/22/2003 Approved)
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Contact information

Main Address
701 Brickell Avenue Suite 1400, Miami, FL 33131
Mailing Address
Phone number
(305) 810-6500
Established
Firm type
Fiscal year end
# of Employees
15

SEC notice filing (4 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

GFG CAPITAL ADV PART 2A - S&A SERVICES (5/16/2025)
GFG CAPITAL ADV PART 2A (4/25/2025)

Regulatory assets under management

Total Number of Accounts671
AUM (Assets Under Management)$ 891,178,593

Accountant surprise examination report

Filing DateForm ADV-E CoverForm ADV-E Report
11/27/2025
Cover Page
Report
02/24/2025
Cover Page
Report
01/27/2024
Cover Page
Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

GFG CAPITAL

CRD#: 128059Miami, FL 33131

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