Brendan P. Byrne
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Brendan Patrick Byrne was a registered financial professional .
Brendan is a previously registered financial professional and started their career in finance in 1996. Brendan had worked at 8 firms and has passed the Series 63, Series 55 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 1, 2005 - December 20, 2005
GLENDALE SECURITIES, INC.
November 7, 2002 - September 24, 2003
LIGHTSPEED PROFESSIONAL TRADING LLC
March 15, 2002 - August 2, 2002
LIGHTSPEED PROFESSIONAL TRADING LLC
April 2, 2001 - February 20, 2002
DOMESTIC SECURITIES, INC.
March 23, 2001 - April 2, 2001
ALL-TECH DIRECT, INC.
October 11, 1999 - June 27, 2000
JOSEPH GUNNAR & CO. LLC
September 2, 1998 - October 12, 1999
INSTITUTIONAL EQUITY CORPORATION
January 20, 1998 - September 4, 1998
WINDSOR STREET CAPITAL, LP
October 30, 1996 - November 14, 1996
FIRST ASSET MANAGEMENT, INC.
October 30, 1996 - November 18, 1996
INSTITUTIONAL EQUITY CORPORATION
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 55
Date: 4/2/2001
Limited Representative-Equity Trader ExamCurrent Firm
GLENDALE SECURITIES, INC.
CRD#: 123649 / SEC#: , 8-65604
Contact information
FINRA licenses (47 States and Territories)
Direct owners and executive officers
Disclosures
| Regulatory Event | 6 |
Red Flags
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