AdvisorCheck - Find and Connect with Top Financial Advisors on Your Terms
Why AdvisorCheck
SJ

Steven Howard Jacobs

HBW ADVISORY SERVICES
Springfield, OH
·CRD# 2790199·29 years experience

Professional Summary

Steven Howard Jacobs is a registered financial advisor currently at HBW ADVISORY SERVICES LLC located in Springfield, Ohio. Steven is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1996. Steven has worked at 7 firms and has passed the Series 66, Series 63, SIE and Series 7 exams.

At a Glance

Always Fiduciary

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

Blog Corner

Similar Advisors

Guy David Peel
Guy David Peel

OSAIC WEALTH, INC.

HELENA, MT · CRD#
View profile
Mark Brown
Mark Brown

AUSDAL FINANCIAL PARTNERS, INC.

ESTERO, FL · CRD#
Jeffrey Paul Meotti
Jeffrey Paul Meotti

MORGAN STANLEY

MADISON, CT · CRD#
Douglas Paul Kinsey
Douglas Paul Kinsey

SOLTIS INVESTMENT ADVISORS, LLC

Oakwood, OH · CRD#

Videos & Posts

This advisor has not added any videos or posts yet.

Similar Advisors

Guy David Peel
Guy David Peel

OSAIC WEALTH, INC.

HELENA, MT · CRD#
Mark Brown
Mark Brown

AUSDAL FINANCIAL PARTNERS, INC.

ESTERO, FL · CRD#
Jeffrey Paul Meotti
Jeffrey Paul Meotti

MORGAN STANLEY

MADISON, CT · CRD#
Douglas Paul Kinsey
Douglas Paul Kinsey

SOLTIS INVESTMENT ADVISORS, LLC

Oakwood, OH · CRD#

Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

Similar Advisors

Guy David Peel
Guy David Peel

OSAIC WEALTH, INC.

HELENA, MT · CRD#
Mark Brown
Mark Brown

AUSDAL FINANCIAL PARTNERS, INC.

ESTERO, FL · CRD#
Jeffrey Paul Meotti
Jeffrey Paul Meotti

MORGAN STANLEY

MADISON, CT · CRD#
Douglas Paul Kinsey
Douglas Paul Kinsey

SOLTIS INVESTMENT ADVISORS, LLC

Oakwood, OH · CRD#

Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

Guy David Peel
Guy David Peel

OSAIC WEALTH, INC.

HELENA, MT · CRD#
Mark Brown
Mark Brown

AUSDAL FINANCIAL PARTNERS, INC.

ESTERO, FL · CRD#
Jeffrey Paul Meotti
Jeffrey Paul Meotti

MORGAN STANLEY

MADISON, CT · CRD#
Douglas Paul Kinsey
Douglas Paul Kinsey

SOLTIS INVESTMENT ADVISORS, LLC

Oakwood, OH · CRD#

Years of Experience

29 years in the financial services industry

Current & Past Employments

HBW ADVISORY SERVICES LLC·CRD# 143665
RIA
Springfield, OH
April 18, 2019 - Present
CETERA WEALTH SERVICES, LLC·CRD# 13572
BD
Springfield, OH
June 26, 2017 - December 31, 2022
HBW SECURITIES LLC·CRD# 136959
BD
Springfield, OH
March 24, 2006 - July 24, 2017
AMERICAN GENERAL SECURITIES INCORPORATED·CRD# 13626
BD
Springfield, OH
June 20, 2005 - December 31, 2005
RAYMOND JAMES FINANCIAL SERVICES, INC.·CRD# 6694
BD
St. Petersburg, FL
July 15, 2003 - March 11, 2004
MORGAN STANLEY DW INC.·CRD# 7556
BD
Purchase, NY
July 18, 2002 - July 16, 2003
EDWARD JONES·CRD# 250
BD
St. Louis, MO
December 5, 1996 - June 11, 2002

Similar Advisors

Guy David Peel
Guy David Peel

OSAIC WEALTH, INC.

HELENA, MT · CRD#
Mark Brown
Mark Brown

AUSDAL FINANCIAL PARTNERS, INC.

ESTERO, FL · CRD#
Jeffrey Paul Meotti
Jeffrey Paul Meotti

MORGAN STANLEY

MADISON, CT · CRD#
Douglas Paul Kinsey
Douglas Paul Kinsey

SOLTIS INVESTMENT ADVISORS, LLC

Oakwood, OH · CRD#

Current Firm

HA
HBW ADVISORY SERVICES LLC

HBW ADVISORY SERVICES LLC

CRD#: 143665 / SEC#: 801-77333
RIA
Registered Investment Advisory firm - SEC (11/7/2012 Approved)
Alabama
Registered Investment Advisory firm - Alabama (12/13/2012 Terminated)
Arizona
Registered Investment Advisory firm - Arizona (12/13/2012 Terminated)
California
Registered Investment Advisory firm - California (1/12/2013 Terminated)
Colorado
Registered Investment Advisory firm - Colorado (12/13/2012 Terminated)
Connecticut
Registered Investment Advisory firm - Connecticut (1/15/2013 Terminated)
Florida
Registered Investment Advisory firm - Florida (12/13/2012 Terminated)
Georgia
Registered Investment Advisory firm - Georgia (12/13/2012 Terminated)
Illinois
Registered Investment Advisory firm - Illinois (11/7/2012 Terminated)
Indiana
Registered Investment Advisory firm - Indiana (12/13/2012 Terminated)
Iowa
Registered Investment Advisory firm - Iowa (12/13/2012 Terminated)
Kansas
Registered Investment Advisory firm - Kansas (12/13/2012 Terminated)
Kentucky
Registered Investment Advisory firm - Kentucky (12/13/2012 Terminated)
Missouri
Registered Investment Advisory firm - Missouri (12/13/2012 Terminated)
Nevada
Registered Investment Advisory firm - Nevada (1/13/2013 Terminated)
New Jersey
Registered Investment Advisory firm - New Jersey (12/18/2012 Terminated)
New Mexico
Registered Investment Advisory firm - New Mexico (12/13/2012 Terminated)
New York
Registered Investment Advisory firm - New York (12/13/2012 Terminated)
North Carolina
Registered Investment Advisory firm - North Carolina (12/13/2012 Terminated)
Ohio
Registered Investment Advisory firm - Ohio (12/13/2012 Terminated)
Oklahoma
Registered Investment Advisory firm - Oklahoma (12/13/2012 Terminated)
Oregon
Registered Investment Advisory firm - Oregon (12/19/2012 Terminated)
Tennessee
Registered Investment Advisory firm - Tennessee (12/21/2012 Terminated)
Texas
Registered Investment Advisory firm - Texas (12/13/2012 Terminated)
Virginia
Registered Investment Advisory firm - Virginia (12/13/2012 Terminated)
Washington
Registered Investment Advisory firm - Washington (12/13/2012 Terminated)
Wisconsin
Registered Investment Advisory firm - Wisconsin (12/13/2012 Terminated)
Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

Contact Information

Main Address

2655 1st Street Suite 250, Simi Valley, CA 93065

Mailing Address

P.o. Box 2049, Simi Valley, CA 93062

Phone Number

(800) 473-3856

# of Employees

72

SEC notice filing (51 States and Territories)

Registered to provide investment advisory services in 51 US states and territories.

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

HBW ADVISORY SERVICES LLC (11/13/2025)

Regulatory Assets Under Management

Total Number of Accounts

14,679

AUM (Assets Under Management)

$1,747,369,322

Similar Advisors

Guy David Peel
Guy David Peel

OSAIC WEALTH, INC.

HELENA, MT · CRD#
Mark Brown
Mark Brown

AUSDAL FINANCIAL PARTNERS, INC.

ESTERO, FL · CRD#
Jeffrey Paul Meotti
Jeffrey Paul Meotti

MORGAN STANLEY

MADISON, CT · CRD#
Douglas Paul Kinsey
Douglas Paul Kinsey

SOLTIS INVESTMENT ADVISORS, LLC

Oakwood, OH · CRD#

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1.NAME OF OTHER BUSINESS: FIXED INSURANCE WITH VARIOUS COMPANIES INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: FIXED INSURANCE APX NUMBER OF HOURS PER WEEK: VARIES APX NUMBER OF HOURS DURING TRADING HOURS: VARIES POSITION/TITLE/RELATIONSHIP: INSURANCE AGENT BRIEF DESCRIPTION OF DUTIES: SELLS LIFE, ANNUITIES, AND LONG-TERM CARE 2.NAME OF OTHER BUSINESS: HBW PARTNERS INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: INSURANCE AND FINANCIAL SERVICES START DATE: 01/2005 POSITION/TITLE/RELATIONSHIP: REGISTERED REPRESENTATIVE APX NUMBER OF HOURS PER WEEK: 40 APX NUMBER OF HOURS DURING TRADING HOURS: 40 BRIEF DESCRIPTION OF DUTIES: DBA NAME FOR SECURITIES BUSINESS 3. NAME OF OTHER BUSINESS: HBW ADVISORY SERVICES LLC; INVESTMENT RELATED: YES; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: ADVISORY BUSINESS; POSITION/TITLE/RELATIONSHIP: ADVISORY REPRESENTATIVE; START DATE: 05/2019; APX NUMBER OF HOURS PER WEEK: 40 APX NUMBER OF HOURS DURING TRADING HOURS: 32.5 BRIEF DESCRIPTION OF DUTIES: FINANCIAL PLANNING, ASSET MANAGEMENT, THIRD-PARTY MONEY MANAGEMENT;

Similar Advisors

Guy David Peel
Guy David Peel

OSAIC WEALTH, INC.

HELENA, MT · CRD#
Mark Brown
Mark Brown

AUSDAL FINANCIAL PARTNERS, INC.

ESTERO, FL · CRD#
Jeffrey Paul Meotti
Jeffrey Paul Meotti

MORGAN STANLEY

MADISON, CT · CRD#
Douglas Paul Kinsey
Douglas Paul Kinsey

SOLTIS INVESTMENT ADVISORS, LLC

Oakwood, OH · CRD#

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
HA
HBW ADVISORY SERVICES LLC

HBW ADVISORY SERVICES LLC

CRD#: 143665 / SEC#: 801-77333
RIA
Registered Investment Advisory firm - SEC (11/7/2012 Approved)
Alabama
Registered Investment Advisory firm - Alabama (12/13/2012 Terminated)
Arizona
Registered Investment Advisory firm - Arizona (12/13/2012 Terminated)
California
Registered Investment Advisory firm - California (1/12/2013 Terminated)
Colorado
Registered Investment Advisory firm - Colorado (12/13/2012 Terminated)
Connecticut
Registered Investment Advisory firm - Connecticut (1/15/2013 Terminated)
Florida
Registered Investment Advisory firm - Florida (12/13/2012 Terminated)
Georgia
Registered Investment Advisory firm - Georgia (12/13/2012 Terminated)
Illinois
Registered Investment Advisory firm - Illinois (11/7/2012 Terminated)
Indiana
Registered Investment Advisory firm - Indiana (12/13/2012 Terminated)
Iowa
Registered Investment Advisory firm - Iowa (12/13/2012 Terminated)
Kansas
Registered Investment Advisory firm - Kansas (12/13/2012 Terminated)
Kentucky
Registered Investment Advisory firm - Kentucky (12/13/2012 Terminated)
Missouri
Registered Investment Advisory firm - Missouri (12/13/2012 Terminated)
Nevada
Registered Investment Advisory firm - Nevada (1/13/2013 Terminated)
New Jersey
Registered Investment Advisory firm - New Jersey (12/18/2012 Terminated)
New Mexico
Registered Investment Advisory firm - New Mexico (12/13/2012 Terminated)
New York
Registered Investment Advisory firm - New York (12/13/2012 Terminated)
North Carolina
Registered Investment Advisory firm - North Carolina (12/13/2012 Terminated)
Ohio
Registered Investment Advisory firm - Ohio (12/13/2012 Terminated)
Oklahoma
Registered Investment Advisory firm - Oklahoma (12/13/2012 Terminated)
Oregon
Registered Investment Advisory firm - Oregon (12/19/2012 Terminated)
Tennessee
Registered Investment Advisory firm - Tennessee (12/21/2012 Terminated)
Texas
Registered Investment Advisory firm - Texas (12/13/2012 Terminated)
Virginia
Registered Investment Advisory firm - Virginia (12/13/2012 Terminated)
Washington
Registered Investment Advisory firm - Washington (12/13/2012 Terminated)
Wisconsin
Registered Investment Advisory firm - Wisconsin (12/13/2012 Terminated)
Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.
IAR
Ohio
(4/18/2019)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 66 — Uniform Combined State Law Examination

Passed Mar 2019About the Series 66 exam

Series 63 — Uniform Securities Agent State Law Examination

Passed Dec 1996About the Series 63 exam

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 7 — General Securities Representative Examination

Passed Dec 1996About the Series 7 exam

Similar Advisors

Guy David Peel
Guy David Peel

OSAIC WEALTH, INC.

HELENA, MT · CRD#
Mark Brown
Mark Brown

AUSDAL FINANCIAL PARTNERS, INC.

ESTERO, FL · CRD#
Jeffrey Paul Meotti
Jeffrey Paul Meotti

MORGAN STANLEY

MADISON, CT · CRD#
Douglas Paul Kinsey
Douglas Paul Kinsey

SOLTIS INVESTMENT ADVISORS, LLC

Oakwood, OH · CRD#

CRS (Client Relationship Summary) - RIA

Click below to view Steven Howard Jacobs's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Similar Advisors

Guy David Peel
Guy David Peel

OSAIC WEALTH, INC.

HELENA, MT · CRD#
Mark Brown
Mark Brown

AUSDAL FINANCIAL PARTNERS, INC.

ESTERO, FL · CRD#
Jeffrey Paul Meotti
Jeffrey Paul Meotti

MORGAN STANLEY

MADISON, CT · CRD#
Douglas Paul Kinsey
Douglas Paul Kinsey

SOLTIS INVESTMENT ADVISORS, LLC

Oakwood, OH · CRD#
SJ
Follow Steven
Get alerted to job moves, licensing changes, and new disclosures
Free — no card required