Edward W. Williams
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Edward Wendell Williams Jr., who also goes by Edward Wendell Williams Jr., Edward Williams, Edward Wendell Williams, Ward Williams, was a registered financial professional .
Edward is a previously registered financial professional and started their career in finance in 2001. Edward had worked at 6 firms and has passed the Series 65, Series 63, Series 6TO and SIE exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
May 15, 2024 - November 19, 2024
FISHER INVESTMENTS
May 18, 2022 - December 13, 2023
FOSTER VICTOR
January 10, 2022 - February 16, 2022
NYLIFE SECURITIES LLC
June 2, 2020 - December 2, 2020
VITA OPES, INC.
September 4, 2019 - April 10, 2020
CLEARPATH WEALTH MANAGEMENT, L.C.
January 2, 2001 - September 4, 2019
PARAGON CAPITAL MANAGEMENT LLC
Primary Firm SEC Registration
FISHER INVESTMENTS
CRD#: 107342 / SEC#: 801-29362
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 6TO
Date: 1/8/2022
Investment Company Products/Variable Contracts Representative ExaminationCurrent Firm
FISHER INVESTMENTS
CRD#: 107342 / SEC#: 801-29362
Contact information
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 360,116 |
| AUM (Assets Under Management) | $ 298,729,428,900 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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