Hai K. Dang
Professional summary
Hai Khoa Dang was barred by the SEC from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.
Hai is a previously registered financial advisor and started their career in finance in 1996. Prior to being barred, Hai had worked at 4 firms, which includes INVESTORS CAPITAL CORP., EASTERN POINT ADVISORS INC., VERAVEST INVESTMENTS INC., VERAVEST INVESTMENT ADVISORS INC..
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 16, 2005 - December 31, 2006
INVESTORS CAPITAL CORP.
January 6, 2004 - June 16, 2005
EASTERN POINT ADVISORS INC.
November 14, 2003 - December 31, 2006
INVESTORS CAPITAL CORP.
August 16, 2001 - October 17, 2003
VERAVEST INVESTMENTS, INC.
April 14, 2000 - November 3, 2003
VERAVEST INVESTMENT ADVISORS, INC.
September 27, 1996 - August 10, 2001
VERAVEST INVESTMENTS, INC.
State Registrations and Notice Filings
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Exams
Current Firm
INVESTORS CAPITAL CORP.
CRD#: 30613 / SEC#: 801-62341, 8-45054
Contact information
Disclosures
| Regulatory Event | 22 |
| Arbitration | 11 |
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