John R. Mcdonald
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
John Russell Mcdonald, who also goes by John Mcdonald, was a registered financial professional .
John is a previously registered financial professional and started their career in finance in 2002. John had worked at 7 firms and has passed the Series 63, Series 65, Series 55 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 14, 2007 - September 28, 2012
THE BENCHMARK COMPANY, LLC
December 6, 2006 - June 6, 2007
PALI CAPITAL, INC.
May 25, 2005 - July 10, 2006
W.R. HAMBRECHT + CO., LLC
February 18, 2004 - March 17, 2005
ADVEST, INC.
February 6, 2003 - January 2, 2004
JONESTRADING
July 16, 2002 - January 30, 2003
KEVIN DANN & PARTNERS, LLC
January 1, 2002 - January 31, 2002
PRIO WEALTH LP
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 55
Date: 6/2/2003
Limited Representative-Equity Trader ExamCurrent Firm
THE BENCHMARK COMPANY, LLC
CRD#: 22982 / SEC#: , 8-40081
Contact information
FINRA licenses (51 States and Territories)
Disclosures
| Regulatory Event | 17 |
| Arbitration | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
