Brian R. Vandenheuvel
Professional summary
Brian Ray Vandenheuvel is a registered financial advisor currently at ZACKS INVESTMENT MANAGEMENT, INC. .
Brian is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1996. Brian has worked at 4 firms and has passed the Series 65, Series 66, Series 3, Series 55, Series 31, Series 7, Series 6 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Brian Ray Vandenheuvel's CRS (Customer Relationship Summary).
Certified licenses
Experience
July 1, 2015 - Present
ZACKS INVESTMENT MANAGEMENT, INC.
May 2, 2003 - August 12, 2013
M. S. HOWELLS & CO.
June 7, 1999 - May 8, 2003
MORGAN STANLEY DW INC.
October 25, 1996 - January 22, 1997
NYLIFE SECURITIES LLC
Primary Firm SEC Registration
ZACKS INVESTMENT MANAGEMENT, INC.
CRD#: 110897 / SEC#: 801-40592
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(7/1/2015)
Exams
Series 55
Date: 6/4/2003
Limited Representative-Equity Trader ExamCurrent Firm
ZACKS INVESTMENT MANAGEMENT, INC.
CRD#: 110897 / SEC#: 801-40592
Contact information
SEC notice filing (52 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 12,050 |
| AUM (Assets Under Management) | $ 12,414,372,511 |
Red Flags
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