Jon R. Hurtado
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Jon Rey Hurtado, who also goes by John Rey Hurtado, Jon R Hurtado, Jon Rey Hurtago, was a registered financial professional .
Jon is a previously registered financial professional and started their career in finance in 1996. Jon had worked at 9 firms and has passed the Series 65, Series 63, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 21, 2010 - May 24, 2012
MSI FINANCIAL SERVICES, INC.
March 25, 2009 - May 17, 2010
PARK AVENUE SECURITIES LLC
February 22, 2008 - March 5, 2009
AMERITAS INVESTMENT COMPANY, LLC
December 11, 2003 - July 5, 2007
ONEAMERICA SECURITIES, INC.
June 13, 2003 - December 31, 2003
NEW ENGLAND SECURITIES
November 1, 2001 - June 13, 2003
NYLIFE SECURITIES LLC
June 13, 2000 - September 6, 2001
MONY SECURITIES CORPORATION
June 24, 1998 - December 31, 1999
EQUITY SERVICES, INC.
October 29, 1996 - June 24, 1997
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
MSI FINANCIAL SERVICES, INC.
CRD#: 14251 / SEC#: 801-22306, 8-30447
Contact information
Documents
Part 2 Brochures
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| MASSACHUSETTS MUTUAL LIFE INSURANCE COMPANY | DIRECT OWNER | |
| BENSON, WENDY ANN | CHIEF EXECUTIVE OFFICER AND DIRECTOR | 2140720 |
| CHICARES, ELIZABETH WARD | DIRECTOR | 2194754 |
| FANNING, MICHAEL ROBERT | DIRECTOR | 1620072 |
| FRANCELLA, AMY | SECRETARY AND CHIEF LEGAL OFFICER | 1881552 |
| FREDERICK, CHRISTINE SPENCER | CHIEF COMPLIANCE OFFICER | 2641636 |
| HOLTZER, DAVID MICHAEL | PRESIDENT | 4345697 |
Disclosures
| Regulatory Event | 41 |
| Civil Event | 1 |
| Arbitration | 13 |
| Bond | 2 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
