Richard L. Leimgruber

ONYX BRIDGE WEALTH GROUP LLC

Tarrytown, NY 10591

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CRD#: 2789568

Professional summary

Richard Louis Leimgruber is a registered financial advisor currently at ONYX BRIDGE WEALTH GROUP LLC located in Tarrytown, New York.

Richard is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1996. Richard has worked at 6 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1) Fixed/Traditional Insurance; Investment Related; 120 White Plains Rd, Ste 115, Tarrytown, NY; Agent; Start Date 10/2021; Appx hours/month: 4; Hours during trading: 4; Duties: Sales 2) RLL Endeavor Corp; Not investment related; Start date 10/2023; 220 Highview Street, Mamaroneck NY 10543; approximate hours 10 hours per month; duties: formed to manage income from business for tax purposes - S Corp. 3) Enrich Your Life; Podcast; Investment Related; Start Date 11/2024; Approx. 5 hrs per month; General education of investments and finance, no specific recommendations

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Richard Louis Leimgruber's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

September 16, 2021 - Present

ONYX BRIDGE WEALTH GROUP LLC

Office #1: 120 White Plains Road Suite 115, Tarrytown, NY 10591

RIA

CRD#: 306097

Tarrytown, NY

Past

October 26, 2021 - July 18, 2024

PURSHE KAPLAN STERLING INVESTMENTS

CRD#: 35747

Tarrytown, NY

Past

November 8, 2013 - September 20, 2021

AMERIPRISE FINANCIAL SERVICES, LLC

RIA

CRD#: 6363

VALHALLA, NY

Past

April 28, 2003 - July 3, 2006

IDS LIFE INSURANCE COMPANY

CRD#: 6321

MINNEAPOLIS, MN

Past

April 28, 2003 - September 20, 2021

AMERIPRISE FINANCIAL SERVICES, LLC

CRD#: 6363

VALHALLA, NY

Past

April 5, 2001 - April 2, 2003

IDS LIFE INSURANCE COMPANY

CRD#: 6321

MINNEAPOLIS, MN

Past

April 5, 2001 - April 2, 2003

AMERIPRISE FINANCIAL SERVICES, LLC

CRD#: 6363

MINNEAPOLIS, MN

Past

January 16, 1998 - May 18, 1999

WS GRIFFITH SECURITIES, INC.

CRD#: 10410

HARTFORD, CT

Past

October 15, 1996 - January 9, 1998

PRUCO SECURITIES, LLC.

CRD#: 5685

NEWARK, NJ

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

ONYX BRIDGE WEALTH GROUP LLC

CORNERSTONE WEALTH MANAGEMENT | THE GILMAN FINANCIAL GROUP | ONYX BRIDGE WEALTH GROUP LLC | JMC EMPIRE, LLC

CRD#: 306097 / SEC#: 801-118022

RIA

Registered Investment Advisory firm - (2/6/2020 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

New York
(9/16/2021)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 11/7/2013

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 3/5/1997

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 6/28/2001

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 10/14/1996

Investment Company Products/Variable Contracts Representative Examination

Current Firm

ONYX BRIDGE WEALTH GROUP LLC

CORNERSTONE WEALTH MANAGEMENT | THE GILMAN FINANCIAL GROUP | ONYX BRIDGE WEALTH GROUP LLC | JMC EMPIRE, LLC

CRD#: 306097 / SEC#: 801-118022

RIA

Registered Investment Advisory firm - (2/6/2020 Approved)

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Contact information

Main Address

120 White Plains Road Suite 115, Tarrytown, NY 10591

Mailing Address

Phone number

(914) 909-6699

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (24 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

FORM ADV PART 2A AND 2A APP 1 - WRAP BROCHURE (9/16/2025)

Regulatory assets under management

Total Number of Accounts	3,852
AUM (Assets Under Management)	$ 1,000,901,317

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Richard L. Leimgruber

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Richard Louis Leimgruber's CRS (Customer Relationship Summary).

Certified licenses

Experience

PURSHE KAPLAN STERLING INVESTMENTS

AMERIPRISE FINANCIAL SERVICES, LLC

IDS LIFE INSURANCE COMPANY

AMERIPRISE FINANCIAL SERVICES, LLC

IDS LIFE INSURANCE COMPANY

AMERIPRISE FINANCIAL SERVICES, LLC

WS GRIFFITH SECURITIES, INC.

PRUCO SECURITIES, LLC.

Primary Firm SEC Registration

ONYX BRIDGE WEALTH GROUP LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 11/7/2013

Series 63

Date: 3/5/1997

SIE

Date: 10/1/2018

Series 7

Date: 6/28/2001

Series 6

Date: 10/14/1996

Current Firm

ONYX BRIDGE WEALTH GROUP LLC

Contact information

SEC notice filing (24 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

ONYX BRIDGE WEALTH GROUP LLC

TRUST BUT VERIFY

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