Clayton J. Kaneshiro
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Clayton Jon Kaneshiro was a registered financial professional .
Clayton is a previously registered financial professional and started their career in finance in 1999. Clayton had worked at 5 firms and has passed the Series 63, Series 56, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
December 5, 2011 - April 18, 2013
PEAK6 VEGA MASTER FUND LLC
March 7, 2011 - April 22, 2013
PEAK6 PERFORMANCE MANAGEMENT LLC
February 1, 2005 - June 23, 2005
CREDIT SUISSE SECURITIES (USA) LLC
May 12, 2004 - September 24, 2004
FTN EQUITY CAPITAL MARKETS CORP.
September 21, 2000 - May 7, 2004
CREDIT SUISSE SECURITIES (USA) LLC
December 8, 1999 - October 4, 2000
FIFTH THIRD/MAXUS SECURITIES INC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 56
Date: 7/19/2011
Proprietary Trader Qualification ExaminationCurrent Firm
PEAK6 VEGA MASTER FUND LLC
CRD#: 158878 / SEC#: , 8-68939
Contact information
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| PEAK6 VEGA MASTER FUND LTD. | MEMBER | |
| KAMINSKY, JOHN JOSEPH | CHIEF COMPLIANCE OFFICER | 4805048 |
Disclosures
| Regulatory Event | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
