Charles T. Reid

CAPITAL MANAGEMENT LLC

Greensboro, NC 27408

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CRD#: 2789472

Professional summary

Charles Thomas Reid, who also goes by Chuck Reid, is a registered financial advisor currently at CAPITAL MANAGEMENT LLC located in Greensboro, North Carolina.

Charles is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1997. Charles has worked at 4 firms and has passed the Series 65, Series 66, Series 63, Series 7 and Series 9 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Chuck Reid

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Charles Thomas Reid's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

June 2, 2015 - Present

CAPITAL MANAGEMENT LLC

Office #1: 628 Green Valley Road Suite 204, Greensboro, NC 27408

RIA

CRD#: 109416

Greensboro, NC

Past

February 18, 2003 - April 25, 2011

CHARLES SCHWAB & CO., INC.

RIA

CRD#: 5393

GREENSBORO, NC

Past

March 16, 2000 - April 25, 2011

CHARLES SCHWAB & CO., INC.

CRD#: 5393

GREENSBORO, NC

Past

September 29, 1999 - February 23, 2000

FIRST UNION BROKERAGE SERVICES, INC.

CRD#: 8112

CHARLOTTE, NC

Past

August 6, 1997 - July 31, 1998

PRUDENTIAL EQUITY GROUP, LLC

CRD#: 7471

NEW YORK, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

CAPITAL MANAGEMENT LLC

CAPITAL MANAGEMENT INC | CAPITAL MANAGEMENT LLC

CRD#: 109416 / SEC#: 801-55753

RIA

Registered Investment Advisory firm - (7/24/1998 Approved)

North Carolina

Registered Investment Advisory firm - (7/12/2007 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

North Carolina
(6/2/2015)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 6/2/2015

Uniform Investment Adviser Law Examination

State Security Law Exam

IAR

Series 66

Date: 2/11/2003

Uniform Combined State Law Examination

State Security Law Exam

Series 63

Date: 8/8/1997

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 8/4/1997

General Securities Representative Examination

Principal/Supervisory Exam

Series 9

Date: 11/21/2006

General Securities Sales Supervisor - Options Module Examination

Current Firm

CAPITAL MANAGEMENT LLC

CAPITAL MANAGEMENT INC | CAPITAL MANAGEMENT LLC

CRD#: 109416 / SEC#: 801-55753

RIA

Registered Investment Advisory firm - (7/24/1998 Approved)

North Carolina

Registered Investment Advisory firm - (7/12/2007 Terminated)

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Contact information

Main Address

628 Green Valley Road Suite 204, Greensboro, NC 27408

Mailing Address

Phone number

(336) 856-2911

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (4 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

CAPITAL MANAGEMENT_PART 2 A BROCHURE (3/20/2025)

Regulatory assets under management

Total Number of Accounts	514
AUM (Assets Under Management)	$ 341,919,260

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Charles T. Reid

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Charles Thomas Reid's CRS (Customer Relationship Summary).

Certified licenses

Experience

CHARLES SCHWAB & CO., INC.

CHARLES SCHWAB & CO., INC.

FIRST UNION BROKERAGE SERVICES, INC.

PRUDENTIAL EQUITY GROUP, LLC

Primary Firm SEC Registration

CAPITAL MANAGEMENT LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 6/2/2015

Series 66

Date: 2/11/2003

Series 63

Date: 8/8/1997

Series 7

Date: 8/4/1997

Series 9

Date: 11/21/2006

Current Firm

CAPITAL MANAGEMENT LLC

Contact information

SEC notice filing (4 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

CAPITAL MANAGEMENT LLC

TRUST BUT VERIFY

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