Peter M. Shannon

EBIS

Phoenix, AZ 85027

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CRD#: 2789363

Professional summary

Peter Mccune Shannon, CFP®, who also goes by Pete Shannon, is a registered financial advisor currently at EBIS located in Phoenix, Arizona.

Peter is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1997. Peter has worked at 2 firms and has passed the Series 6 exam.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Pete Shannon

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Peter Mccune Shannon's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2015

Experience

Current

June 18, 2013 - Present

EBIS

Office #1: 2550 W. Union Hills Dr. Suite 350, Phoenix, AZ 85027

RIA

CRD#: 164024

Phoenix, AZ

Past

February 26, 1997 - August 21, 1998

FRANKLIN/TEMPLETON DISTRIBUTORS, LLC

CRD#: 332

SAN MATEO, CA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Arizona
(5/8/2015)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

General Industry/Product Exam

Series 6

Date: 2/25/1997

Investment Company Products/Variable Contracts Representative Examination

Current Firm

EBIS

EBIS | EBUSINESS INTELLIGENCE SOLUTIONS, INC. | EBIS, INC.

CRD#: 164024 / SEC#:

Arizona

Registered Investment Advisory firm - (5/8/2015 Approved)

Washington

Registered Investment Advisory firm - (5/12/2015 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

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Contact information

Main Address

2550 W. Union Hills Dr. Suite 350, Phoenix, AZ 85027

Mailing Address

3104 E. Camelback Rd #2117, Phoenix, AZ 85016

Phone number

(917) 774-5199

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	32
AUM (Assets Under Management)	$ 8,539,416

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Peter M. Shannon

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Peter Mccune Shannon's CRS (Customer Relationship Summary).

Certified licenses

Experience

EBIS

FRANKLIN/TEMPLETON DISTRIBUTORS, LLC

State Registrations and Notice Filings

Exams

Series 6

Date: 2/25/1997

Current Firm

EBIS

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

EBIS

TRUST BUT VERIFY

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