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PS

Philip Scanlon

JCC CAPITAL MARKETS
Laguna Niguel, CA 92677
Some features on this profile are disabled
CRD#: 2789192
PS

Professional summary

Philip Scanlon, who also goes by Philip R Scanlon, Philip Rolph Scanlon, Philip Scanlon, is a registered financial professional currently at JCC CAPITAL MARKETS, LLC located in Laguna Niguel, California.

Philip is registered as a RR (Registered Representative) and started their career in finance in 1996. Philip has worked at 15 firms and has passed the Series 66, Series 63, Series 65, Series 7TO, SIE, Series 7 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?
No

Aliases

Philip R Scanlon | Philip Rolph Scanlon | Philip Scanlon

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Philip Scanlon's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

April 15, 2026 - Present

JCC CAPITAL MARKETS, LLC

Office #1: 30011 Ivy Glenn Dr #220, Laguna Niguel, CA 92677
BD
CRD#: 146776
Laguna Niguel, CA
Past

January 7, 2026 - April 15, 2026

CABIN SECURITIES, INC.

BD
CRD#: 137608
OVERLAND PARK, KS
Past

August 13, 2021 - September 12, 2022

THALES CAPITAL PARTNERS LLC

BD
CRD#: 172125
NEW YORK, NY
Past

January 4, 2021 - August 6, 2021

QUASAR DISTRIBUTORS, LLC

BD
CRD#: 103848
PORTLAND, ME
Past

May 12, 2020 - October 20, 2020

NORTH CAPITAL PRIVATE SECURITIES CORPORATION

BD
CRD#: 154559
SALT LAKE CITY, UT
Past

July 18, 2019 - October 31, 2019

PRUCO SECURITIES, LLC.

BD
CRD#: 5685
WHITE PLAINS, NY
Past

September 5, 2013 - October 22, 2014

TERRA CAPITAL MARKETS LLC

BD
CRD#: 123762
MAHWAH, NJ
Past

March 8, 2012 - May 28, 2013

SIP NORDIC AMERICA LLC

BD
CRD#: 153094
STAMFORD, CT
Past

March 3, 2011 - March 1, 2012

VALIC FINANCIAL ADVISORS, INC.

RIA
CRD#: 42803
PITTSBURGH, PA
Past

December 23, 2010 - March 1, 2012

VALIC FINANCIAL ADVISORS, INC.

BD
CRD#: 42803
PITTSBURGH, PA
Past

July 9, 2008 - December 10, 2008

FIDELITY DISTRIBUTORS COMPANY LLC

BD
CRD#: 17507
SMITHFIELD, RI
Past

June 25, 2003 - June 18, 2008

VOYA FINANCIAL PARTNERS, LLC

BD
CRD#: 34815
FLORHAM PARK, NJ
Past

June 5, 2002 - January 2, 2003

PARK AVENUE SECURITIES LLC

BD
CRD#: 46173
NEW YORK, NY
Past

January 14, 1998 - August 4, 1998

UAM FUND DISTRIBUTORS, INC.

BD
CRD#: 24364
BOSTON, MA
Past

August 29, 1996 - May 1, 1997

JOHN HANCOCK MUTUAL LIFE INSURANCE COMPANY

BD
CRD#: 5181
BOSTON, MA
Past

August 29, 1996 - December 5, 1997

SIGNATOR INVESTORS, INC.

BD
CRD#: 468
BOSTON, MA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Connecticut
(4/15/2026)

Exams

State Security Law Exam
RR
IAR
Series 66
Date: 12/30/2025
Uniform Combined State Law Examination
State Security Law Exam
RR
Series 63
Date: 7/17/2018
Uniform Securities Agent State Law Examination
State Security Law Exam
IAR
Series 65
Date: 3/1/2018
Uniform Investment Adviser Law Examination
General Industry/Product Exam
RR
Series 7TO
Date: 1/7/2026
General Securities Representative Examination
General Industry/Product Exam
RR
SIE
Date: 12/11/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 11/22/2011
General Securities Representative Examination
General Industry/Product Exam
RR
Series 6
Date: 6/4/2002
Investment Company Products/Variable Contracts Representative Examination
SRO Registrations
RR
FINRA

Current Firm

JC
JCC CAPITAL MARKETS, LLC
JCC ADVISORS, LLC | PIVOTAL CAPITAL SOLUTIONS LLC | JCC CAPITAL MARKETS, LLC

CRD#: 146776 / SEC#: , 8-67850

BD
Broker-Dealer Firm Regulated by FINRA (Los Angeles district office)
PREMIUM
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Trends, Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address
30011 Ivy Glenn Dr #220, Laguna Niguel, CA 92677
Mailing Address
Po Box 7767, Laguna Niguel, CA 92607
Phone number
(949) 249-9500
Established
Texas since 05/03/2007
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (51 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
ATCHITY, MARK AARONPRINCIPAL OPERATIONS OFFICER2530342
ATCHITY, MARK AARONPRESIDENT, CEO, CFO, CCO, FINOP, PRINCIPAL2530342
ATCHITY, MARK AARONPRINCIPAL FINANCIAL OFFICER2530342

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

JCC CAPITAL MARKETS, LLC

CRD#: 146776Laguna Niguel, CA 92677

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