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Gregory A. Heaton
WISDOM FINANCIAL SERVICES, L.L.C.
GENESO, IL 61254
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CRD#: 2789066
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Professional summary
Gregory A. Heaton, who also goes by Gregory Allan Heaton, is a registered financial advisor currently at WISDOM FINANCIAL SERVICES, L.L.C. located in Geneso, Illinois.
Gregory is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2000. Gregory has worked at 3 firms and has passed the Series 66 and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Gregory Allan Heaton
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
AGENT; INSURANCE AGENT FOR FIXED LIFE, FIXED ANNUITY,LONG TERM CARE AND GROUP HEALTH INSURANCE. STARTED 12/1985
Sole Proprietor- Greg Heaton Agency, 1043 South Oakwood Ave, Geneseo, IL. Sells insurance products.
CRS (Client Relationship Summary) - RIA
Click below to view Gregory A. Heaton's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
October 6, 2003 - Present
WISDOM FINANCIAL SERVICES, L.L.C.
Office #1: 445 U.s. Highway 6 Eas, Geneso, IL 61254RIA
CRD#: 127385
GENESO, IL
Past
July 20, 2000 - November 4, 2003
VERAVEST INVESTMENT ADVISORS, INC.
RIA
CRD#: 105796
DES PLAINES, IL
Past
March 27, 2000 - October 15, 2003
VERAVEST INVESTMENTS, INC.
BD
CRD#: 3960
WORCESTER, MA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
WF
WISDOM FINANCIAL SERVICES, L.L.C.
WISDOM FINANCIAL SERVICES, L.L.C. | WISDOM FINANCIAL SERVICES, LLC
CRD#: 127385 / SEC#: 801-112566
RIA
Registered Investment Advisory firm - (3/5/2018 Approved)Colorado
Registered Investment Advisory firm - (3/20/2018 Terminated)Illinois
Registered Investment Advisory firm - (3/5/2018 Terminated)Indiana
Registered Investment Advisory firm - (3/20/2018 Terminated)Iowa
Registered Investment Advisory firm - (3/20/2018 Terminated)Missouri
Registered Investment Advisory firm - (3/20/2018 Terminated)Texas
Registered Investment Advisory firm - (3/20/2018 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Illinois(10/6/2003)
IAR
Iowa(7/13/2005)
IAR
Texas(5/23/2011)
Exams
State Security Law Exam
General Industry/Product Exam
Current Firm
WF
WISDOM FINANCIAL SERVICES, L.L.C.
WISDOM FINANCIAL SERVICES, L.L.C. | WISDOM FINANCIAL SERVICES, LLC
CRD#: 127385 / SEC#: 801-112566
RIA
Registered Investment Advisory firm - (3/5/2018 Approved)Colorado
Registered Investment Advisory firm - (3/20/2018 Terminated)Illinois
Registered Investment Advisory firm - (3/5/2018 Terminated)Indiana
Registered Investment Advisory firm - (3/20/2018 Terminated)Iowa
Registered Investment Advisory firm - (3/20/2018 Terminated)Missouri
Registered Investment Advisory firm - (3/20/2018 Terminated)Texas
Registered Investment Advisory firm - (3/20/2018 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
1043 South Oakwood Ave, Geneseo, IL 61254
Mailing Address
P.o. Box 237, Geneseo, IL 61254
Phone number
(309) 944-1117
Established
Firm type
Fiscal year end
# of Employees
16
SEC notice filing (16 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 1,423 |
| AUM (Assets Under Management) | $ 635,352,146 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
WISDOM FINANCIAL SERVICES, L.L.C.
CRD#: 127385Geneso, IL 61254TRUST BUT VERIFY
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