Aaron Fruhling
Professional summary
Aaron Fruhling is a registered financial professional currently at BTIG, LLC located in Purchase, New York.
Aaron is registered as a RR (Registered Representative) and started their career in finance in 1996. Aaron has worked at 3 firms and has passed the Series 63, Series 57TO, SIE, Series 55, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Aaron Fruhling's CRS (Customer Relationship Summary).
Certified licenses
Experience
November 3, 2003 - Present
BTIG, LLC
Office #1: 2 Manhattanville Road Suite 101, Purchase, NY 10577-2118September 25, 2003 - November 5, 2003
GOLDMAN SACHS EXECUTION & CLEARING, L.P.
August 13, 2002 - June 11, 2003
AVIAN SECURITIES, LLC
September 9, 1996 - August 2, 2002
GOLDMAN SACHS EXECUTION & CLEARING, L.P.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(11/3/2003)
(1/25/2007)
(12/1/2006)
(10/29/2004)
(1/25/2007)
(1/25/2007)
(11/3/2003)
(2/3/2015)
(11/3/2010)
(1/16/2004)
(11/3/2003)
(12/7/2007)
(10/11/2018)
(1/25/2007)
Exams
Series 57TO
Date: 1/2/2023
Securities Trader ExamSeries 55
Date: 6/12/1998
Limited Representative-Equity Trader ExamCboe BYX Exchange, Inc.
Cboe BZX Exchange, Inc.
Cboe EDGA Exchange, Inc.
Cboe EDGX Exchange, Inc.
FINRA
Investors' Exchange LLC
MEMX LLC
NYSE Arca, Inc.
Nasdaq ISE, LLC
Nasdaq Stock Market
Current Firm
BTIG, LLC
CRD#: 122225 / SEC#: , 8-65473
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
Disclosures
| Regulatory Event | 11 |
| Civil Event | 1 |
Red Flags
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