Jane Kizhner

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CRD#: 2788739

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Jane Kizhner, who also goes by Jane VIshnev, Yevgenya Vishnevetsky, was a registered financial professional .

Jane is a previously registered financial professional and started their career in finance in 1997. Jane had worked at 3 firms and has passed the Series 66, Series 63, Series 7TO, SIE, Series 7, Series 3 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

Jane Vishnev | Yevgenya Vishnevetsky

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Past

July 8, 2019 - October 30, 2020

VALLEY FINANCIAL MANAGEMENT, INC.

RIA

CRD#: 105387

NEW YORK, NY

Past

May 19, 2015 - October 30, 2020

VALLEY FINANCIAL MANAGEMENT, INC.

CRD#: 105387

NEW YORK, NY

Past

April 9, 2004 - February 12, 2007

GOLDMAN SACHS & CO. LLC

CRD#: 361

NEW YORK, NY

Past

June 11, 1997 - November 12, 2002

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

CRD#: 7691

NEW YORK, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

VALLEY FINANCIAL MANAGEMENT, INC.

CRD#: 105387 / SEC#: 801-113685, 8-52993

RIA

Registered Investment Advisory firm - SEC (7/27/2018 Approved)

California

Registered Investment Advisory firm - SEC (9/1/2018 Terminated)

Florida

Registered Investment Advisory firm - SEC (8/2/2018 Terminated)

Illinois

Registered Investment Advisory firm - SEC (7/27/2018 Terminated)

Louisiana

Registered Investment Advisory firm - SEC (8/3/2018 Terminated)

Maryland

Registered Investment Advisory firm - SEC (8/10/2018 Terminated)

New Jersey

Registered Investment Advisory firm - SEC (10/2/2018 Terminated)

New York

Registered Investment Advisory firm - SEC (8/2/2018 Terminated)

Ohio

Registered Investment Advisory firm - SEC (8/2/2018 Terminated)

Broker-Dealer Firm Regulated by FINRA (New York district office)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 7/3/2019

Uniform Combined State Law Examination

State Security Law Exam

Series 63

Date: 8/27/1998

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7TO

Date: 7/11/2022

General Securities Representative Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 5/19/2015

General Securities Representative Examination

General Industry/Product Exam

Series 3

Date: 11/10/2004

National Commodity Futures Examination

Principal/Supervisory Exam

Series 24

Date: 7/11/2022

General Securities Principal Examination

Current Firm

VALLEY FINANCIAL MANAGEMENT, INC.

CRD#: 105387 / SEC#: 801-113685, 8-52993

RIA

Registered Investment Advisory firm - SEC (7/27/2018 Approved)

California

Registered Investment Advisory firm - SEC (9/1/2018 Terminated)

Florida

Registered Investment Advisory firm - SEC (8/2/2018 Terminated)

Illinois

Registered Investment Advisory firm - SEC (7/27/2018 Terminated)

Louisiana

Registered Investment Advisory firm - SEC (8/3/2018 Terminated)

Maryland

Registered Investment Advisory firm - SEC (8/10/2018 Terminated)

New Jersey

Registered Investment Advisory firm - SEC (10/2/2018 Terminated)

New York

Registered Investment Advisory firm - SEC (8/2/2018 Terminated)

Ohio

Registered Investment Advisory firm - SEC (8/2/2018 Terminated)

Broker-Dealer Firm Regulated by FINRA (New York district office)

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Contact information

Main Address

350 Madison Ave. 4th Floor, Compliance Department, New York, NY 10017

Mailing Address

350 Madison Ave. 4th Floor, Compliance Department, New York, NY 10017

Phone number

(212) 407-4362

Established

New York since 08/08/2000

Firm type

Corporation

Fiscal year end

December

Firm Size

Small

# of Employees

102

SEC notice filing (13 States and Territories)

FINRA licenses (49 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Customer Relationship Summary (CRS / FINRA)

Latest Form ADV

Part 2 Brochures

FORM ADV, PART 2A (WRAP BROCHURE - 2025) (2/7/2025)

VFM ADV PART 2A (2/7/2025)

Direct owners and executive officers

Name	Position	CRD#
VALLEY NATIONAL BANK	DIRECT PARENT OF APPLICANT
CHITTENDEN, KEVIN L.	DIRECTOR	8047906
COLLERAN, JOSEPH ARTHUR III	PRESIDENT / CEO	1010582
GAWLEY, CHRISTOPHER JON	GENERAL COUNSEL	4997190
LAN, TRAVIS	DIRECTOR	5190958
MAYO, JAMIE	CHIEF FINANCIAL OFFICER	3113603
SCHULTZ, MELISSA JOSEPH	CHAIRPERSON	1155034
WILSON, CHRISTOPHER MICHAEL	CHIEF COMPLIANCE OFFICER	5163915

Regulatory assets under management

Total Number of Accounts	60
AUM (Assets Under Management)	$ 55,000

Disclosures

Regulatory Event

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Jane Kizhner

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary)

Certified licenses

Experience

VALLEY FINANCIAL MANAGEMENT, INC.

GOLDMAN SACHS & CO. LLC

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Primary Firm SEC Registration

VALLEY FINANCIAL MANAGEMENT, INC.

State Registrations and Notice Filings

Exams

Series 66

Date: 7/3/2019

Series 63

Date: 8/27/1998

Series 7TO

Date: 7/11/2022

SIE

Date: 10/1/2018

Series 7

Date: 5/19/2015

Series 3

Date: 11/10/2004

Series 24

Date: 7/11/2022

Current Firm

VALLEY FINANCIAL MANAGEMENT, INC.

Contact information

SEC notice filing (13 States and Territories)

FINRA licenses (49 States and Territories)

Documents

Part 2 Brochures

Direct owners and executive officers

Regulatory assets under management

Disclosures

Red Flags

Company Information

VALLEY FINANCIAL MANAGEMENT, INC.

TRUST BUT VERIFY

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